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AJR 2001; 176:1179-1182
© American Roentgen Ray Society


Original Report

Congenital Esophageal Stenosis in Adults

Clinical and Radiographic Findings in Seven Patients

Christine H. Oh1, Marc S. Levine1, David A. Katzka2, Stephen E. Rubesin1, Lisa W. Pinheiro3, Michael A. Amygdalos4 and Igor Laufer1

1 Department of Radiology, Hospital of the University of Pennsylvania, 3400 Spruce St., Philadelphia, PA 19104.
2 Department of Medicine, Hospital of the University of Pennsylvania, Philadelphia, PA 19104.
3 Department of Radiology, Presbyterian Medical Center, Philadelphia, PA 19104.
4 Department of Radiology, Bayhealth Medical Center, Dover, DE 19901.

Received August 29, 2000; accepted after revision October 10, 2000.

 
Address correspondence to M. S. Levine.


Abstract
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
OBJECTIVE. The purpose of this study was to determine the clinical and radiographic findings in seven adults with congenital esophageal stenosis.

CONCLUSION. In young or middle-aged individuals, particularly men with long-standing dysphagia, an upper or mid esophageal stricture with multiple ringlike constrictions is a characteristic appearance of congenital esophageal stenosis on double-contrast esophagography.


Introduction
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Congenital esophageal stenosis is thought to be a rare developmental anomaly, occurring in only one of 25,000-50,000 live births [1]. It has been postulated that this condition results from abnormal embryologic development—defective canalization of the esophagus caused by intrauterine anoxia [2]. Affected individuals classically present during early childhood with dysphagia, vomiting, or aspiration pneumonias [1,2,3,4,5,6]. Depending on the degree of stenosis, however, some patients may have only intermittent symptoms and eventually seek medical attention during adulthood because of worsening dysphagia, chest pain, or recurrent food impactions [7,8,9,10,11].

The radiographic findings of congenital esophageal stenosis have been well documented in infants and small children; esophagography has typically revealed webs or strictures in the thoracic esophagus [1, 3,4,5,6]. Much less frequently, congenital esophageal stenosis has been reported in adults as a cause of strictures visualized on barium studies [7, 8, 10]. However, we have encountered seven patients with congenital esophageal stenosis in whom double-contrast esophagrams revealed characteristic findings with multiple ringlike constrictions in the region of the strictures. We describe the clinical and radiographic findings in these seven patients.


Materials and Methods
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
We collected data on seven patients diagnosed with congenital esophageal stenosis from our hospital and two other area hospitals during a 2-year period from 1998 to 2000. Because the stenotic segment was not resected in any patients, it was not possible to obtain pathologic specimens for a definitive diagnosis. Instead, the diagnosis of congenital esophageal stenosis was based on the following criteria [7,8,9,10,11]: a history of dysphagia for 2 or more years; the presence of a stricture revealed on esophagography; no prior history of mediastinal irradiation, caustic ingestion, drug-induced esophagitis, bullous skin diseases, or other conditions associated with the development of strictures; and the absence of evidence of Barrett's esophagus on endoscopy or endoscopic biopsy specimens. Two of our seven patients had been included in a previous study that focused on the clinical and endoscopic findings of congenital esophageal stenosis in adults [11].

All but one patient had double-contrast esophagrams that included upright double-contrast views obtained using high-density barium and prone single-contrast views obtained using low-density barium. In the final patient, only upright double-contrast views were obtained. The radiographs were reviewed to determine the morphologic features of the strictures. The original radiology reports were also reviewed for the presence or absence of a hiatal hernia, gastroesophageal reflux, and abnormal esophageal motility.

Six patients underwent endoscopy (in four, biopsy specimens were obtained), and two underwent endoscopic sonography. The endoscopic and histopathologic findings were reviewed. Medical records were also reviewed to determine the clinical presentation.


Results
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Clinical Findings
The average age of the seven patients was 38.7 years (range, 19-50 years). All seven were men. All had a long-standing history of intermittent, nonprogressive dysphagia on ingestion of solid foods; the average duration of symptoms at the time of diagnosis was 8 years (range, 2-17 years). One patient who had experienced dysphagia for 5 years had been able to compensate for his difficulty in swallowing by ingesting small amounts of food followed by liquids. Another patient who had experienced dysphagia for 2 years had two food impactions that had resolved spontaneously with regurgitation of the impacted food. Two patients with long-standing dysphagia (17 and 12 years) had undergone prior esophageal dilatation procedures (four times and one time) that had brought temporary relief of the dysphagia.

Six patients underwent endoscopic dilatation procedures. There was substantial improvement or resolution of dysphagia in three. In the remaining three patients, follow-up data were too limited to determine the response to treatment.

Radiographic Findings
Double-contrast esophagrams revealed smooth, tapered strictures in all seven patients. The strictures were located in the upper third of the thoracic esophagus in three patients (Figs. 1 and 2A,2B), the middle third in three (Fig. 3), and the lower third in one (Fig. 4). The strictures had an average length of 4.6 cm (range, 2-7 cm) and an average narrowest width of 1.4 cm (range, 0.6-2.5 cm). In all cases, the strictures contained smooth, straight, ringlike constrictions (Figs. 1,2A,2B,3,4). The average number of constrictions was 5.6 (range, 4-9 constrictions). In all but one patient, the distance between constrictions was 1-2 mm. In the remaining patient, the constrictions were up to 1 cm apart.



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Fig. 1. 50-year-old man with 5-year history of dysphagia. Upright left posterior oblique spot image from double-contrast esophagram shows partially obstructing stricture (large arrow) in upper thoracic esophagus with proximal dilatation. Note distinctive ringlike constrictions (small arrows) in region of stricture.

 


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Fig. 2A. 35-year-old man with 10-year history of dysphagia. Upright left posterior oblique spot image from double-contrast esophagram shows stricture in upper thoracic esophagus with multiple ringlike constrictions in region of stricture (arrows). Proximal end of stricture is not well visualized because of incomplete esophageal distention at this level.

 


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Fig. 2B. 35-year-old man with 10-year history of dysphagia. Single-contrast esophagram with greater distention than in A shows tapered stricture (black arrows) in upper thoracic esophagus with barium tablet (large white arrow) impacted at proximal end of stricture. Ringlike constrictions (small white arrows) are barely visible in region of stricture.

 


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Fig. 3. 46-year-old man with 17-year history of dysphagia. Upright left posterior oblique spot image from double-contrast esophagram shows mild narrowing of mid thoracic esophagus with associated ringlike constrictions (arrows) in region of stricture.

 


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Fig. 4. 50-year-old man with 10-year history of dysphagia. Upright left posterior oblique spot image from double-contrast esophagram shows tapered stricture in distal thoracic esophagus. Distinctive ringlike constrictions (arrows) can be seen in region of stricture.

 

In three patients who swallowed 12-mm barium tablets, there was prolonged retention of the tablets above the strictures (Fig. 2B). The strictures were visible on both upright double-contrast and prone single-contrast esophagrams in six patients. The remaining patient did not have single-contrast views. The ringlike constrictions were seen on double-contrast images in all seven patients and on single-contrast images in five of the six patients for whom single-contrast esophagrams were available. However, the ringlike constrictions were not as visible on single-contrast images in two of these five patients (Fig. 2B).

Other findings included mild gastroesophageal reflux in one patient, a small hiatal hernia in another, and abnormal esophageal motility (with a weakened amplitude of peristalsis and nonperistaltic contractions) in another.

Endoscopic, Histopathologic, and Sonographic Findings
Endoscopic findings confirmed the presence of strictures in all six patients who underwent this procedure. In three patients, endoscopy also revealed thickened, cartilagelike rings corresponding to the ringlike constrictions seen on the barium studies. In all six patients, the mucosa overlying the strictures appeared normal without endoscopically visualized Barrett's esophagus. In the four patients in whom endoscopic biopsy specimens were obtained from the region of the strictures, mild inflammatory changes were found with no evidence of Barrett's mucosa or tumor. In one patient, however, biopsy specimens revealed glandular mucosa suggestive of short-segment Barrett's esophagus in the distal esophagus near the gastroesophageal junction.

In two patients, endoscopic sonography revealed circumferential, hypoechoic wall thickening of the esophagus in the region of the stricture with disruption of the normal wall layers at this level.


Discussion
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Congenital esophageal stenosis is characterized by three forms: a membranous diaphragm; fibrosis of the submucosa and muscularis propria; and tracheobronchial remnants in the esophageal wall, including cartilage, tracheal glands, and respiratory epithelium [1]. The latter form of congenital esophageal stenosis is caused by defective embryologic separation of the primitive foregut from the respiratory tract with resultant sequestration of tracheobronchial precursor cells in the esophageal wall [3, 5]. Thus, congenital esophageal stenosis with tracheobronchial remnants may be associated with esophageal atresia or tracheoesophageal fistulas in infants [6].

Patients with severe forms of congenital esophageal stenosis typically present during infancy or early childhood with symptoms of progressive dysphagia on ingestion of solid food and vomiting [1,2,3,4,5,6]. However, patients with milder forms of stenosis can modify their eating habits, so that dysphagia does not develop until adolescence or even adulthood [8,9,10,11]. Some individuals eventually seek medical attention because of a long-standing history of intermittent dysphagia or occasional episodes of food impaction [7,8,9,10,11].

Most adults with congenital esophageal stenosis reported in the literature have been younger than 40 years old at the time of diagnosis, but this condition has been reported in patients as old as 63 years [9]. Although congenital esophageal stenosis occurs in infants or children of both sexes with equal frequency [4], almost all reported adults have been men [7,8,9,10,11]. Whatever the reason for this discrepancy, we believe that congenital esophageal stenosis occurs in adults more commonly than is generally recognized and that, in the past, it has not often been diagnosed when evidence of it appears on barium studies because of radiologists' lack of familiarity with the condition.

In previous reports, congenital esophageal stenosis in adults has usually been characterized on barium studies by smooth, tapered strictures in the esophagus [7, 8, 10]. The strictures in our patients also appeared as smooth, tapered areas of narrowing that ranged from 2 to 7 cm in length and were predominantly located in the upper or mid thoracic esophagus. However, all the strictures in our patients contained multiple ringlike constrictions, producing a characteristic appearance on double-contrast esophagography (Figs. 1,2A,2B,3,4). Although these ringike constrictions were not seen on the single-contrast barium studies in two previously reported cases of adults with congenital esophageal stenosis [7, 8], they were seen in one patient who underwent double-contrast esophagography [10]. The data therefore suggest that these ringlike narrowings are easier to detect on images obtained with a double-contrast technique.

The etiology of the ringlike constrictions in congenital esophageal stenosis is uncertain because of a lack of definitive histopathologic correlation. As we discussed earlier, in some patients the condition is characterized by the presence of tracheobronchial remnants in the esophageal wall, including cartilaginous tissue [1, 3,4,5,6]. These ringlike constrictions therefore could represent actual cartilaginous rings in the wall of the stenotic segment. In fact, cartilagelike rings were seen at endoscopy in three of our patients and have been described as having the appearance of "tracheal" rings at endoscopy [9]. On the other hand, congenital esophageal stenosis associated with tracheobronchial remnants has usually been reported as affecting the distal esophagus [1, 3], whereas all but one of our patients had upper or mid esophageal strictures. Also, congenital esophageal stenosis with tracheobronchial remnants is thought to be less amenable to endoscopic dilatation, sometimes requiring surgical resection of the stenotic segment [6]. In contrast, adults with congenital esophageal stenosis often have an adequate response to dilatation procedures without the need for surgery [7, 11]. The data therefore are inconclusive about the origin of these ringlike constrictions.

A similar appearance has also been described on double-contrast esophagrams obtained in patients with fixed transverse folds, which are seen as a series of horizontal collections of barium in a "stepladder" arrangement caused by trapping of the barium between the folds [12]. However, these fixed transverse folds usually occur in the distal esophagus in patients with peptic strictures [12], whereas the ringlike constrictions in our patients were associated with strictures in the upper or mid esophagus in all but one patient.

The presence of these distinctive ringlike constrictions in our patients with congenital esophageal stenosis helps to differentiate this condition from other causes of stricture formation in the upper or mid esophagus, including Barrett's esophagus, mediastinal irradiation, caustic ingestion, drug-induced esophagitis, and rare bullous diseases involving the esophagus. The clinical history is also important for differentiating these various causes of strictures in the upper or mid esophagus from congenital esophageal stenosis.

Our study is limited by a lack of definitive histopathologic correlation. However, none of our patients with a final diagnosis of congenital esophageal stenosis had evidence of Barrett's esophagus in the region of the strictures at endoscopy, and none had any other risk factors for the development of these strictures. Moreover, all our patients had typical clinical findings of the adult form of congenital esophageal stenosis with a long-standing history of intermittent dysphagia.

In conclusion, we believe that congenital esophageal stenosis is a more common condition in adults than has generally been recognized and that it is likely to be diagnosed with increased frequency as radiologists become more familiar with this condition. In young or middle-aged individuals, particularly men with long-standing dysphagia, an upper or mid esophageal stricture with multiple ringlike constrictions is a characteristic appearance of congenital esophageal stenosis on double-contrast esophagography.


References
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
 

  1. Murphy SG, Yazbeck S, Russo P. Isolated congenital esophageal stenosis. J Pediatr Surg 1995;30:1238 -1241[Medline]
  2. Dominguez R, Zarabi M, Oh KS, Bender TM, Girdany BR. Congenital oesophageal stenosis. Clin Radiol 1985;36:263 -266[Medline]
  3. Anderson LS, Shackelford GD, Mancilla-Jimenez R, McAlister WH. Cartilaginous esophageal ring: a cause of esophageal stenosis in infants and children. Radiology 1973;108:665 -666[Medline]
  4. Ishida M, Tsuchida Y, Saito S, Tsunoda A. Congenital esophageal stenosis due to tracheobronchial remnants. J Pediatr Surg 1969;4:339 -345[Medline]
  5. Rose JS, Kassner EG, Jurgens KH, Farman J. Congenital esophageal strictures due to cartilaginous rings. Br J Radiol 1975;48:16 -18[Abstract]
  6. Yeung CK, Spitz L, Brereton RJ, Kiely EM, Leake J. Congenital esophageal stenosis due to tracheobronchial remnants: a rare but important association with esophageal atresia. J Pediatr Surg 1992;27:852 -855[Medline]
  7. McNally PR, Collier EH, Lopiano MC, Brewer TG, Wong RKH. Congenital esophageal stenosis: a rare cause of food impaction in the adult. Dig Dis Sci 1990;35:263 -266[Medline]
  8. McNally PR, Lemon JC, Goff JS, Freeman SR. Congenital esophageal stenosis presenting as noncardiac, esophageal chest pain. Dig Dis Sci 1993;38:369 -373[Medline]
  9. Younes Z, Johnson DA. Congenital esophageal stenosis: clinical and endoscopic features in adults. (abstr) Am J Gastroenterol 1996;91:1901
  10. Pokieser P, Schima W, Schober E, Bohm P, Stacher G, Levine MS. Congenital esophageal stenosis in a 21-year-old man: clinical and radiographic findings. AJR 1998;170:147 -148[Free Full Text]
  11. Katzka DA, Levine MS, Ginsberg GG, et al. Congenital esophageal stenosis in adults. Am J Gastroenterol 2000;95:32 -36[Medline]
  12. Levine MS, Goldstein HM. Fixed transverse folds in the esophagus: a sign of reflux esophagitis. AJR 1984;143:275 -278[Abstract/Free Full Text]

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