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1
Department of Radiology, The University of Texas Health Science Center at San
Antonio, 7703 Floyd Curl Dr., San Antonio, TX 78284.
2
Present address: Department of Radiology, Massachusetts General Hospital, 55
Fruit St., Boston, MA 02114.
Received February 1, 2001;
accepted after revision April 18, 2001.
Address correspondence to G. D. Dodd.
Abstract
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MATERIALS AND METHODS. A computer-assisted design system was used to create three-dimensional models of a spherical tumor, a spherical tissue volume consisting of the tumor plus a 1-cm tumor-free margin, and individual spherical ablations. These volumes were superimposed in real-time three-dimensional space in different geometric relationships. The effect of the size and geometric configuration of the ablation spheres was analyzed with regard to the ability to ablate the required volume of tissue (tumor plus margin) without leaving untreated areas or interstices.
RESULTS. The single-ablation model showed that if a 360° 1-cm tumor-free margin is included around the tumor targeted for ablation, radiofrequency ablation devices producing 3-, 4-, and 5-cm ablation spheres can be used to treat 1-, 2-, and 3-cm tumors, respectively. The six-sphere model, in which six ablation spheres are placed in orthogonal planes around the tumor, showed that the largest tumor that may be treated with a 3-cm ablation device is 1.75 cm, whereas 4- and 5-cm ablation spheres can be used to treat tumors measuring 3 and 4.25 cm, respectively. The 14- sphere model showed that addition of eight more spheres to the six-sphere model increased the treatable tumor size to 3, 4.6, or 6.3 cm, depending on the diameter of the ablation sphere used. For treating larger tumors, we found a cylindrical model to be less efficient but easier to control.
CONCLUSION. Our computer analysis showed that the size of the composite thermal injury created by overlapping multiple thermal ablation spheres is surprisingly small relative to the number of ablations performed. These results emphasize the need for a methodic tumor ablation strategy.
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Although it seems intuitively logical that adding a 1-cm tumor-free margin would result in an increase in the overall ablation volume required to adequately treat a tumor, no study to date has been conducted to determine how large an ablation should be to treat tumors of various sizes or how ablations should be overlapped to treat larger tumors effectively. Therefore, we have used a computer-generated three-dimensional (3D) model to analyze the size of the thermal injury created by solitary and overlapping thermal ablation spheres. The model takes into account the volume of a tumor and the creation of an adequate tumor-free margin. The software renders an easily understood 3D model that facilitates a systematic approach to treatment using the least number of ablations. We present the results derived from the model and its impact on thermal ablation planning.
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The geometric configurations of the models were chosen based on the efficiency of filling a spherical space. We created models with one, six, and 14 spheres and overlapped the ablation spheres so that the size of a composite sphere was maximized and all the space within the composite sphere was encompassed by one or more of the individual spheres. We also evaluated the usefulness of creating overlapping thermal cylinders or columns. In this model, multiple spheres were overlapped along a single axis to create a thermal cylinder. Multiple cylinders were then overlapped to create adjacent rectangular columns. As with the spherical models, ablation spheres were overlapped in the most efficient manner to maximize the composite volume.
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Six-Ablation Model
The six-sphere model is assembled with four spheres in the x-y
plane and two along the z-axis (Fig.
3A,3B,3C,3D).
By adjusting the degree of overlap of adjacent spheres with the computer-aided
design program, we found that a 23% overlap of the diameter of the spheres
produced the largest composite internal sphere without gaps. If correctly
positioned, the largest diameter of the inner composite sphere is equal to
1.25 times the diameter of a single sphere. For single-ablation spheres that
are 3, 4, and 5 cm in diameter, the six-ablation model yields composite
spheres that are 3.75, 5, and 6.25 cm in diameter, respectively. If a 1-cm
surgical margin is applied to this model, the largest tumor that should be
treated with a 3-cm ablation device is 1.75 cm, whereas for devices producing
4- and 5-cm ablation spheres, the largest treatable tumor size would be 3 and
4.25 cm, respectively. The limiting factor in the size of the composite
ablation volume is the depth of the "pits" at the junction of
three spheres (Fig.
4A,4B,4C,4D).
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14-Ablation Model
To encompass a contiguous spherical composite ablation volume greater than
that achievable with the six-sphere model, eight additional spheres must be
added to cover the eight pits in the six-sphere model (a total of 14
ablations, Fig.
5A,5B,5C,5D).
With all 14 spheres positioned to maximize inner volume, this model yields a
composite spherical ablation diameter that is only 1.66 times the diameter of
a single-ablation sphere. Thus, a single-ablation sphere of 3 cm in diameter
would yield a composite spherical ablation diameter of 5 cm. Incorporating a
1-cm tumor-free margin into the model would limit the maximum treatable tumor
diameter to 3 cm. For devices producing 4- and 5-cm ablation spheres, the
corresponding composite ablation sphere diameters would be 6.6 and 8.3 cm,
which could be used to treat tumors measuring 4.6 and 6.3 cm,
respectively.
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Cylindrical Ablation Model
Recognizing that the 14-sphere model is technically impossible to execute
clinically, we created a model of overlapping thermal cylinders or columns
that could be used to treat larger tumors (Fig.
6A,6B,6C,6D).
Conceptually, the spheres are overlapped to create a cylinder, and the
cylinders are overlapped as necessary to systematically ablate a tumor. In
analyzing the overlap of adjacent spheres, we found that optimal 3D
positioning reduced the configuration of the effective volume of the spheres
to cubes, the sides of which are equal to 58% of the diameter of the sphere.
This model, although technically easier to execute than the 14-sphere model,
is much less efficient geometrically. For example, an eight-sphere model that
renders a cube with two spheres along each edge yields a composite inner
spherical volume with a diameter that is only 1.16 times that of each
single-ablation sphere. In comparison, the six-sphere model previously
described yields a composite ablation volume with a diameter that is 1.25
times that of the individual ablation sphere. Creating a composite spherical
ablation equal to the 14-sphere model would require a cylindrical model with
27 overlapping ablations that form a cube with three ablations on each
side.
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Tumor recurrence is the major cause of morbidity and mortality in patients who have undergone curative resection of hepatocellular carcinoma or of liver metastases from primary tumors, such as colorectal cancer. In the case of liver metastases from colorectal cancer, Pinson et al. [13] found that the overall tumor recurrence rate at a mean period of 13 months was 71%, with the liver being involved in 55% of affected patients. The liver was the sole site of recurrence in 33% of patients. The exact incidence of intrahepatic tumor recurrence along the surgical resection margin is difficult to assess because it has not been widely reported in the surgical literature. Sugihara et al. [14] reported a local failure rate of 17% after surgical resection of colorectal metastases. This failure rate was caused by positive resection margins in 9% of patients and recurrence along the resection margin despite apparently adequate 1-cm tumor-free margins in 8% of patients. Bozzetti et al. [15] reported a local hepatic tumor recurrence rate of 9% after surgical resection of colorectal liver metastases. Matsumata et al. [16] reported that in patients who had undergone curative resection of hepatocellular carcinoma, 21% of all the hepatic recurrences were at the site of the resected hepatic stump, approximating a local hepatic recurrence rate of 6.7%.
The recurrence rate for local tumors after radiofrequency thermal ablation of primary and secondary malignant hepatic tumors varies from as low as 1.8% [5] to as high as 34-55% [6,7,8,9]. Several causes have been suggested for the less impressive results reported for thermal ablation treatment [6,7,8,9]. These include the technical difficulties in localizing the tumor and accurately placing the ablation electrode, heterogeneous thermodynamic properties of tissue in the ablation field (e.g., the cooling effects of blood vessels in close proximity), unpredictable volume and geometry of ablations achieved with specific ablation devices in the same patient and in different patients, underestimation of the size of the tumor or overestimation of the extent of thermal injury as visualized by different imaging techniques, and underestimation of the volume of ablation necessary to completely eradicate the tumors of varying sizes.
When surgical excision is used to remove a primary or secondary malignant hepatic tumor, the desired tumor-free marginthat is, the tissue without malignancy that surrounds the tumor and is excised with itis at least 1 cm. Surgical excision with a margin of less than 1 cm results in a higher recurrence rate for local tumors and decreased rate of survival when compared with those rates seen in excisions with margins of 1 cm or more [10, 11]. We have observed that the strategy used in thermal ablation of liver tumors does not appear to be sufficient to both ablate the tumor and provide an adequate tumor-free margin [6,7,8,9]. When a tumor-free margin is considered and the standards of surgical resection are applied to thermal ablation, the required ablation volume increases dramatically over that required to treat the tumor alone. For example, a 1-cm tumor would require an ablation diameter of 3 cm, or, conversely, the largest tumor diameter that could be effectively treated with a single 3-cm ablation is 1 cm. If the largest ablation that a treatment device can render is 3 cm and if a 1-cm margin is desired, then, assuming a spherical model, six ablations would be required to treat a tumor larger than 1 cm.
To our knowledge, none of the radiofrequency ablation studies has followed the strict modeling that we have proposed. However, the high recurrence rates for local tumors reported in many of those studies suggest that tumors in many patients were undertreated. This interpretation of the results is also supported by the fact that local-tumor recurrence was more often seen in larger tumors than in smaller ones, conceivably because including all of the tumor plus a tumor-free margin within the ablation volume is difficult [5, 9, 17]. We believe that an appreciation of the effect of tumor margin on ablation strategy can result in a more thorough therapy and a diminished recurrence rate for local tumors. Furthermore, all radiofrequency devices do not produce spherical ablations nor do they produce ablations of equal size [18] (Fig. 7). Given this variation, it is imperative that an ablation strategy be modified for the radiofrequency device that is used.
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Our study has several potential limitations. Our computer models are based on perfect spheres that are perfectly placed; obviously, neither this shape nor placement is a reality in clinical practice. However, the irregularity of thermal lesions and the inevitable error in needle placement are further evidence of the need for an effective ablation strategy. Second, our ablation models are based on a sum effect, and no consideration has been given to the possibility that contiguous ablations may produce a composite ablation that exceeds simple volumetric addition. Last, we evaluated radiofrequency ablation as an isolated treatment. The size and effectiveness of individual ablations may be increased substantially by adjuvant techniques, such as chemoembolization, alcohol ablation, or temporary impairment of liver blood flow [19,20,21].
In conclusion, if radiofrequency ablation is going to challenge surgical resection as a viable alternative treatment for hepatic tumors, the complete tumor-kill rate achieved with radiofrequency ablation must approximate the complete excision rate achieved with hepatic resection. To accomplish this goal, physicians performing radiofrequency ablation must adhere to the surgical requirement of a tumor-free margin that is at least 1 cm thick. They must know the precise size and configuration of the thermal injury created by the ablation device being used, adhere to a strict ablation protocol, and be well versed in the 3D volume of the cumulative ablation sphere created by multiple overlapping ablations.
Acknowledgments
We thank David Baker, our graphics artist, for his superb
illustrations.
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