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AJR 2003; 181:711-715
© American Roentgen Ray Society


Original Report

Percutaneous Radiofrequency Ablation of Pulmonary Malignancies: Combined Treatment with Brachytherapy

Sapna K. Jain1, Damian E. Dupuy1, Gene A. Cardarelli2, Zhen Zheng2 and Thomas A. DiPetrillo2

1 Department of Diagnostic Imaging, Rhode Island Hospital, Brown Medical School, 593 Eddy St., Providence, RI 02903
2 Department of Radiation Oncology, Rhode Island Hospital, Brown Medical School, Providence, RI 02903.

Received February 14, 2003; accepted after revision March 25, 2003.

 
Address correspondence to D. E. Dupuy (ddupuy{at}lifespan.org).


Abstract
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Abstract
Introduction
Subjects and Methods
Results
Discussion
References
 
OBJECTIVE. The purpose of this article is to report the clinical experience and technical feasibility of percutaneous radiofrequency ablation in conjunction with brachytherapy, a novel approach in the treatment of lung neoplasms. Data from three patients with lung malignancies illustrate the expanding therapeutic indications of this minimally invasive intervention.

CONCLUSION. Percutaneous radiofrequency ablation in conjunction with brachytherapy is a promising minimally invasive combination modality. It may be a treatment option for patients with primary, recurrent, or metastatic malignancies of the lung that are not amenable to surgery or further external beam radiation therapy.


Introduction
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Abstract
Introduction
Subjects and Methods
Results
Discussion
References
 
Lung cancer is expected to represent 13% of all cancer diagnoses in 2003 but, more important, 28% of all cancer deaths [1], thus illustrating the significance of managing this disease. It is the leading cause of cancer mortality in the United States among both men and women, surpassing estimated death totals from breast, prostate, colon, and ovarian cancers combined [1]. Despite improvements in the 1-year relative survival rate (increasing from 34% in 1975 to 42% in 1997) associated with the advancements in surgical techniques, radiotherapy, and chemotherapy, estimates indicate that the overall 5-year relative survival rate for all stages combined is only 15% [1]. Standard treatment options for patients who are not candidates for surgery because of poor cardiopulmonary reserve, metastatic disease, or coexistent morbidities include external beam radiation therapy with or without chemotherapy. In one series of patients with inoperable locally advanced non-small cell lung carcinoma, the absolute 5-year survival rate after treatment with curative external beam radiation therapy was 17% [2]. Poor results such as this one and the limited tolerance of patients for standard therapies have led to the evaluation of less toxic treatment options such as radiofrequency ablation and brachytherapy.

Brachytherapy—alone or in combination with external beam radiation therapy or chemotherapy—to supplement radiation doses (boost technique) is particularly well suited for use in patients with either metastatic lung malignancies or prior treatment that precludes additional external beam radiation therapy [3-5]. Radioactive sources, referred to as "seeds," are either temporarily or permanently implanted into the tissue directly (interstitially) or into a body cavity (intracavitary). Brachytherapy can be used for local cure or palliation or in the adjuvant setting with surgery or chemotherapy in the treatment of lung cancer [3, 4]. Dose rates are classified as either low or high. Low- and high-activity iridium-192 (192Ir) or high-activity iodine-125 (125I) seeds are used in temporary implants, and low-activity 125I seeds are used in permanent implants [5].

Percutaneous imaging-guided tumor ablation with radiofrequency is an expanding minimally invasive modality for the local treatment of solid malignancies. First reported in humans in 2000 [6], radiofrequency ablation of lung tumors may be a promising treatment option for nonsurgical candidates given the suboptimal outcomes with current treatment options. The insertion of a radiofrequency electrode into the defined tumor bed and the establishment of an electric field to a reference electrode that oscillates with generated alternating radiofrequency currents ultimately create a conduit for frictional heating [7]. Tissue heating consequently induces coagulative necrosis and cell death, including destruction of centrally located hypoxic tumor that is typically less responsive to chemotherapy and radiation therapy [7, 8]. The surrounding air in the normal parenchyma of the lung acts as an insulator and concentrates radiofrequency energy in the targeted tissue, requiring less energy deposition [9]. Although radiofrequency ablation alone is a possible treatment, concern remains about the presence of viable tumor persisting at the periphery because aerated lung diminishes the conduction of radiofrequency current and heat. To counteract this principle, we combined radiotherapy in the form of brachytherapy to provide more definitive local therapy.

The tumoricidal effects of hyperthermia have been discussed in radiofrequency ablation [7] and implemented via microwaves in combination with brachytherapy [8]. Our institution recently reported experiences with brachytherapy performed at the time of radiofrequency ablation [10]. To our knowledge, this combination in the treatment of solid malignancies has not been reported previously. In this report, we present the clinical experience of three patients undergoing this procedure, with available follow-up ranging from 1 to 12 months.


Subjects and Methods
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Abstract
Introduction
Subjects and Methods
Results
Discussion
References
 
Patients
Three patients were treated with combined radiofrequency ablation and brachytherapy. All patients were assessed as nonsurgical candidates and were unlikely to tolerate external beam radiation therapy; thus, radioactive seeds were placed to maximize radiotherapy delivery with minimal compromise to normal tissues.

The first patient was a 78-year-old man diagnosed in 2001 with T4 N1 M0 poorly differentiated squamous cell carcinoma of the lung. Initial chest CT revealed a 4-cm mass in the left upper lobe abutting the mediastinum and left hilar lymphadenopathy (Figs. 1A, 1B, 1C, 1D, 1E, and 1F). Bronchoscopy showed diffuse erythema, and brushings yielded cells consistent with non-small cell lung cancer. The patient was not considered a candidate for surgery initially because of probable invasion of the primary tumor into the mediastinum. Induction treatment with paclitaxel (Taxol, Bristol-Myers Squibb, Princeton, NJ) and carboplatin (Paraplatin, Bristol-Myers Squibb) and external beam radiation therapy for 6 weeks (total dose, 50.40 Gy) were undertaken. At the completion of chemotherapy and external beam radiation therapy, the patient was not considered to be a surgical candidate because of respiratory compromise. Although the patient had a dramatic response to the initial therapy, local progression was detected at 14 months. Biopsy confirmed recurrent non-small cell carcinoma. Positron emission tomography showed increased activity in the region of the patient's known lung tumor in the left upper lobe. The 3.0-cm mass was treated with radiofrequency ablation and high-dose-rate brachytherapy (Figs. 1A, 1B, 1C, 1D, 1E, and 1F).



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Fig. 1A. 78-year-old man with biopsy-proven recurrent non-small cell lung cancer in left upper lobe after undergoing chemotherapy and external beam radiation therapy for treatment of T4 N1 M0 poorly differentiated squamous cell carcinoma of lung. CT image of area before patient underwent therapy shows mass (arrow) in left upper lobe is abutting aortic arch and great vessels.

 


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Fig. 1B. 78-year-old man with biopsy-proven recurrent non-small cell lung cancer in left upper lobe after undergoing chemotherapy and external beam radiation therapy for treatment of T4 N1 M0 poorly differentiated squamous cell carcinoma of lung. CT image with patient prone obtained to check placement of brachytherapy catheter shows mass and internal dummy seeds (arrows).

 


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Fig. 1C. 78-year-old man with biopsy-proven recurrent non-small cell lung cancer in left upper lobe after undergoing chemotherapy and external beam radiation therapy for treatment of T4 N1 M0 poorly differentiated squamous cell carcinoma of lung. Photograph shows patient in prone position with inserted brachytherapy catheters.

 


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Fig. 1D. 78-year-old man with biopsy-proven recurrent non-small cell lung cancer in left upper lobe after undergoing chemotherapy and external beam radiation therapy for treatment of T4 N1 M0 poorly differentiated squamous cell carcinoma of lung. Axial CT image obtained after contrast administration at 1-month follow-up reveals nonenhancing mass (arrow) in left upper lobe.

 


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Fig. 1E. 78-year-old man with biopsy-proven recurrent non-small cell lung cancer in left upper lobe after undergoing chemotherapy and external beam radiation therapy for treatment of T4 N1 M0 poorly differentiated squamous cell carcinoma of lung. Axial CT image shows persistent catheter tract (long arrow) and adjacent radiation fibrosis (short arrow) from previous external beam radiation therapy.

 


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Fig. 1F. 78-year-old man with biopsy-proven recurrent non-small cell lung cancer in left upper lobe after undergoing chemotherapy and external beam radiation therapy for treatment of T4 N1 M0 poorly differentiated squamous cell carcinoma of lung. Diagram of three-dimensionally reconstructed brachytherapy dosimetry plan using iridium-192 high-dose-rate afterloading. Dose distribution of radiation is according to isodoses in right upper corner of figure. Arrow indicates radiation dose of 16 Gy.

 

The second patient was a 61-year-old man with metastatic renal cell carcinoma diagnosed in 1999. Right nephrectomy, bilateral pulmonary wedge resections, and a Whipple procedure for management of duodenal metastases were performed the following year. Treatment with a total of four cycles of interferon, interleukin-1, and 5-fluorouracil was administered with a complete response of approximately 17 months' duration. Follow-up imaging revealed new masses bilaterally. Radiofrequency ablation of an 8-mm nodule in the anterior portion of the left upper lobe was performed in December 2001. The patient returned that same month for radiofrequency ablation of a biopsy-proven 3.5 x 2.5 x 2.0 cm ellipsoid mass in the medial portion of the right lower lobe in conjunction with brachytherapy seed placement (Figs. 2A, 2B, and 2C).



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Fig. 2A. 61-year-old man with new metastatic lesion in right lower lobe after undergoing bilateral pulmonary wedge resections and chemotherapy for treatment of metastatic renal cell carcinoma. Axial CT image with patient prone shows 3.5 x 2.5 x 2.0 cm mass (arrow) in medial portion of right lower lobe.

 


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Fig. 2B. 61-year-old man with new metastatic lesion in right lower lobe after undergoing bilateral pulmonary wedge resections and chemotherapy for treatment of metastatic renal cell carcinoma. Axial CT image obtained after radiofrequency ablation with patient prone shows iodine-125 seeds were deposited in tumor periphery (arrows) and brachytherapy catheter has been repositioned posteromedially for placement of additional seeds.

 


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Fig. 2C. 61-year-old man with new metastatic lesion in right lower lobe after undergoing bilateral pulmonary wedge resections and chemotherapy for treatment of metastatic renal cell carcinoma. Axial CT image obtained at 12-month follow-up with patient supine shows tumor has contracted and seeds (arrows) are now placed more peripherally than at baseline (not shown).

 

The third patient was a 65-year-old man with a history of locally advanced non-small cell lung carcinoma that was treated with pneumonectomy of the right lobe followed by Taxol-based adjuvant chemotherapy. A new 3.0 x 2.0 cm mass in the superior segment of the left lower lobe was identified on follow-up evaluation. This mass was treated with a combination of radiofrequency ablation and brachytherapy seed placement (Figs. 3A, 3B, 3C, and 3D).



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Fig. 3A. 65-year-old man with new mass in superior segment of left lower lobe after undergoing right pneumonectomy and adjuvant chemotherapy for treatment of locally advanced non-small cell lung cancer. Axial CT image shows 3.0 x 2.0 cm mass (arrow) in superior segment of left lower lobe.

 


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Fig. 3B. 65-year-old man with new mass in superior segment of left lower lobe after undergoing right pneumonectomy and adjuvant chemotherapy for treatment of locally advanced non-small cell lung cancer. CT fluoroscopy image with patient prone shows radiofrequency electrode (arrow) in mass.

 


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Fig. 3C. 65-year-old man with new mass in superior segment of left lower lobe after undergoing right pneumonectomy and adjuvant chemotherapy for treatment of locally advanced non-small cell lung cancer. Axial CT image after radiofrequency ablation with patient prone shows placement of seeds (arrows).

 


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Fig. 3D. 65-year-old man with new mass in superior segment of left lower lobe after undergoing right pneumonectomy and adjuvant chemotherapy for treatment of locally advanced non-small cell lung cancer. Axial CT image with patient supine at 9-month follow-up shows tumor in treated area has shrunk compared with A. Note seed (arrow) located in aerated lung that previously was in tumor.

 

Technique
All three patients were treated under CT guidance. A cluster electrode (Cool-Tip, Radionics, Burlington, MA) was used in the first patient for two overlapping treatments; a 17-gauge, 2-cm active-tip cool-tip radiofrequency electrode for six treatments in the second; and a 17-gauge, 3-cm active-tip cool-tip radiofrequency electrode for three treatments in the third. The radiofrequency generator (Cosman Coagulator-1, Radionics) was used with maximum allowable output (101-149 W), and treatment times ranged from 1 to 12 min per placement. Local anesthesia was achieved with subcutaneous and intradermal buffered lidocaine (1.5%). Four 180-cm2 grounding pads were placed on the patients' thighs. All patients were consciously sedated with IV midazolam (Versed, Abbott Laboratories, North Chicago, IL) and fentanyl citrate (Sublimaze, Abbott Laboratories).

Brachytherapy began after completion of radiofrequency ablation in all three patients. In the first patient, two 10-cm-long 6-French vascular sheaths with a central 5-French needle (Ring biliary needle, Cook, Bloomington, IN) were inserted in the mass. The catheters were placed in the superior and inferior aspects of the mass, approximately 1.5 cm apart. Brachytherapy catheters were then inserted through the sheaths once the Ring biliary needle had been removed. Three-dimensional CT-based planning was used to deliver a single fraction dose of 16 Gy with a remotely afterloaded high-dose-rate 192Ir source to the tumor periphery (Figs. 1A, 1B, 1C, 1D, 1E, and 1F). In the second patient, a brachytherapy catheter was inserted into the inferior and anterior aspects of the tumor. Four permanent low-dose-rate 125I seeds were implanted along the needle tract as the needle was retracted under CT guidance. The brachytherapy catheter was then repositioned to three additional areas in the right lower lung mass depositing four seeds with each pass for a total of 16 implanted seeds. Total peripheral dose equaled 120 Gy (Figs. 2A, 2B, and 2C). Our third patient had treatment similar to the second with 12 low-dose-rate 125I seeds placed for a total peripheral dose of 144 Gy (Figs. 3A, 3B, 3C, and 3D).

Follow-Up
A chest radiograph was obtained 2 hr after the procedure in all three patients to assess for pneumothorax. Interval follow-up CT images were obtained, ranging from 1 to 12 months after the procedure.


Results
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Abstract
Introduction
Subjects and Methods
Results
Discussion
References
 
Postprocedural CT images for all three patients revealed satisfactory placement of brachytherapy catheters and dummy seeds for the first patient and 125I seeds for the other two patients. All patients tolerated the procedure well, and none of the patients developed pleural effusions, clinically important hemorrhage, or pleurisy. None of the patients required hospitalization.

The first patient was observed in the recovery room for 2 hr before high-dose-rate brachytherapy and then for 1 hr after catheter removal. No pneumothorax was seen on the postprocedural CT images, and no complications (e.g., hemoptysis) occurred with brachytherapy. CT images obtained at 1-month follow-up revealed a nonenhancing mass measuring 3.0 cm with residual catheter tracts (Figs. 1A, 1B, 1C, 1D, 1E, and 1F).

The second patient did not develop a pneumothorax but did experience one short episode of hemoptysis during seed placement. A CT image obtained after the procedure showed a hazy peripheral density in the needle tract and adjacent parenchyma that was consistent with hemorrhage, which resolved without intervention. The patient was discharged after 2 hr of observation. Follow-up CT 12 months after radiofrequency ablation revealed a reduction in the size of the mass to 3.5 x 2.0 x 1.5 cm (Figs. 2A, 2B, and 2C).

A CT image obtained after the procedure in the third patient showed a small left apical pneumothorax. A chest radiograph obtained 2 hr after the procedure showed no interval change in the size of the pneumothorax. Follow-up radiographs obtained 1 day after radiofrequency ablation revealed a slight interval decrease in the size of the pneumothorax, which subsequently resolved. Follow-up imaging at 9 months revealed new metastatic nodules in the lung. However, tumor shrinkage (2.6 x 1.8 cm) was observed in the treated area (Figs. 3A, 3B, 3C, and 3D) with previously placed seeds now projecting over an aerated lung.


Discussion
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
 
Percutaneous radiofrequency ablation in conjunction with brachytherapy is a feasible and promising minimally invasive combination modality that apparently provides local tumor eradication. Dismal results from standard noninvasive modalities alone, such as external radiation therapy, have provided an impetus for identifying alternative modalities that can attain local control of tumor growth. Radiofrequency ablation of the lung was well tolerated in our patients, and our findings concur with descriptions in the literature [8]. Known complications such as pleurisy, hemorrhage, pneumothoraces, and small pleural effusions have been manageable, although caution clearly must be retained. For the treatment of lung tumors, the proximity of brachytherapy sources to target areas allows the delivery of high radiation doses (70-90 Gy) with good local control and relative sparing of local structures. In a prospective randomized study, Huber et al. [11] reported an increase in local tumor control when high-dose-rate brachytherapy and external beam radiation therapy were used in patients with inoperable non-small cell lung cancer compared with electron beam radiation therapy alone. Brachytherapy has also been used as adjuvant therapy with 125I seed placement at the margins during limited lung resection, thus improving local control and reducing local tumor recurrence [12]. Lee et al. [12] found that the 5-year survival rate was 47% for all patients receiving low-dose-rate brachytherapy with wedge resection versus cited 5-year survival rates of 40-75% for patients undergoing lobectomy and 13-21% with observation or external beam radiation therapy only. Current indications for brachytherapy of lung cancer include debulking of endobronchial components (intraluminal implantation), palliative care of local symptoms (e.g., cough, dyspnea, and hemoptysis), and curative treatment for certain tumors [3, 4].

Although fatal hemoptysis is a possible complication of interstitial brachytherapy [3, 4, 11], this conjunctive treatment proved to be safe in our patients, with the only side effects of a small pneumothorax and hemoptysis in two patients that resolved without intervention. Advantages of brachytherapy include well-defined distribution of radiation with rapid dose falloff and the ability to conform the dose in accordance to the target. This ability to conform the dose is further realized using afterloading catheters and high dose rates. High dose rate also offers the benefit of shortening overall treatment times—resulting in the capability to perform the procedures on an outpatient basis and decreasing the risk of seed displacement [3, 4]. Brachytherapy is more expensive than conventional external beam radiation therapy, but brachytherapy is more cost-effective because typically only one application as an outpatient procedure is required [3, 4]. Benefits of a minimally invasive technique such as radiofrequency ablation include reduced morbidity and mortality compared with surgery, lower cost, suitability for real-time imaging guidance, capability to be performed in an outpatient setting, and ability to create large regions of coagulative necrosis in a controlled setting [10].

Further arguments lend merit to the use of radiofrequency ablation in conjunction with brachytherapy in the treatment of inoperable localized lung tumors. The cytoreduction induced by radiofrequency ablation could decrease the number of clonogens that radiation would be required to control. Cell-cycle kinetics and the tumor microenvironment after radiofrequency ablation may also enhance the radiation effect, although we would not predict this benefit in the acute setting when radiation therapy is given as high-dose-rate brachytherapy. However, in the acute setting, the more classically described interactions between hyperthermia and radiation may be active [9]. Radiofrequency ablation in conjunction with brachytherapy has an increased capability to be performed in an outpatient setting and allows a higher degree of local control than radiofrequency ablation alone given the flexibility in delivery of different radiofrequency currents and conformation of brachytherapy doses. Although each modality has individually been shown to be effective in the treatment of lung malignancies, the potential synergistic effect of radiofrequency ablation and brachytherapy and the theoretic advantages elucidated earlier should be further evaluated as definitive therapy for inoperable localized lung tumors.


References
Top
Abstract
Introduction
Subjects and Methods
Results
Discussion
References
 

  1. American Cancer Society. Cancer facts & figures 2003. Atlanta: American Cancer Society, 2003:10 -14
  2. Talton BM, Constable WC, Kersh CR. Curative radiotherapy in non-small cell carcinoma of the lung. Int J Radiat Oncol Biol Phys 1990;19:15 -21[Medline]
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  8. Coughlin CT, Douple EB, Strohbehn JW, Eaton WL Jr, Trembly BS, Wong TZ. Interstitial hyperthermia in combination with brachytherapy. Radiology1983; 148:285 -288[Abstract/Free Full Text]
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  10. Dupuy DE, Mayo-Smith WW, Abbott GF, DiPetrillo T. Clinical applications of radio-frequency tumor ablation in the thorax. RadioGraphics2002; 22:S259 -S269
  11. Huber RM, Fischer R, Humbert H, Pollinger B, Haubinger K, Wendt T. Does additional brachytherapy improve the effect of external irradiation? a prospective, randomized study in central lung tumors. Int J Radiat Oncol Biol Phys 1997;38:533 -540[Medline]
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