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DOI:10.2214/AJR.05.1727
AJR 2006; 187:1427-1431
© American Roentgen Ray Society


Original Research

Therapeutic Effect and Outcome Predictors of Sciatica Treated Using Transforaminal Epidural Steroid Injection

Joon Woo Lee1, Sung Hyun Kim1, In Sook Lee1, Jung-Ah Choi1, Ja-Young Choi2, Sung Hwan Hong2 and Heung Sik Kang1

1 Department of Radiology, Seoul National University, Bundang Hospital, 300 Gumi-dong, Bundang-gu, Seong Nam, Gyeongi-Do 463-707, South Korea.
2 Department of Radiology and Institute of Radiation Medicine, Seoul National University Hospital, Chongno-gu, South Korea.

Received September 29, 2005; accepted after revision November 3, 2005.

 
Address correspondence to S. H. Kim.


Abstract
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
OBJECTIVE. The objectives of this retrospective study were to assess the therapeutic effect of transforaminal epidural steroid for sciatica and to identify outcome predictors.

MATERIALS AND METHODS. Transforaminal epidural steroid injections were performed in 248 patients from June 2003 to May 2004. Fifty-six patients (33 women, 23 men; mean age, 53.3 years; age range, 30-83 years) were included. Therapeutic effects were evaluated 2 weeks after injection. The possible outcome predictors were as follows: intraepineural or extraepineural injection, saddle-type distribution pattern (contrast material distributed rostrally to the epidural portion of the preganglionic nerve root) or not saddle type, cause of sciatica (spinal stenosis vs herniated disk), patient age, patient sex, and duration of sciatica (acute or subacute [< 6 months] vs chronic [> 6 months]). The relationships between possible outcome predictors and therapeutic effects were analyzed. Statistical analysis was performed using Fisher's exact test, the chi-squire test, and multiple logistic regression analysis.

RESULTS. Forty-three (76.8%) of the 56 patients achieved a satisfactory result 2 weeks after transforaminal epidural steroid injection. Nineteen (65.5%) of the 29 patients treated by intraepineural injection and 24 (88.9%) of the 27 patients treated by extraepineural injection achieved a satisfactory result, and this difference was significantly different (p < 0.05). Other possible predictors of a better outcome were identified—that is, saddle-type pattern of contrast distribution, a herniated disk, and sciatica of less than 6 months' duration. Multiple regression analysis showed that the only factor significantly associated with outcome was the type of injection (p = 0.04, odds ratio: 5.01).

CONCLUSION. Transforaminal epidural steroid is an effective tool for managing sciatica, and an extraepineural injection may be a predictor of a better outcome for sciatica treated using transforaminal epidural steroid.

Keywords: CNS • interventional radiology • musculoskeletal imaging • sciatica • spine


Introduction
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Sciatica is a common and costly problem. Its lifetime prevalence has been estimated to be approximately 40-60% [1-4]. Based on recent concepts of pain generation in sciatica, it is believed that the decisive factor for the development of severe sciatica is not mechanical compression alone but, rather, that the condition is caused by the concomitant chemical irritation of the nerve root caused by disk material. Therefore, local application of corticosteroids to the compressed and inflamed nerve root region appears to be a reasonable treatment option. Thus, percutaneous injection therapies, including transforaminal epidural steroid injection, are being used with increasing frequency to treat sciatica resulting from a herniated disk or degenerative lumbar spine stenosis [5-12].

Many reports have been issued about the use of transforaminal epidural steroid in patients with sciatica; however, to the best of our knowledge, few reports are available about the outcome predictors of treatment with transforaminal epidural steroid, especially in terms of contrast distribution. In a cadaveric study, Pfirrmann et al. [6] classified the different types of contrast material distributions caused by intraepineural or extraepineural injection. We have also observed another pattern of contrast distribution that we refer to as the "saddle type"; this distribution pattern is defined as being present when contrast material is distributed rostrally with respect to the epidural portion of the preganglionic nerve root.

Our hypothesis was that because drug distributions differ in accord with observed contrast distributions, differences in contrast distribution influence the therapeutic efficacy of transforaminal epidural steroid. The objectives of our study were to assess the therapeutic effect of transforaminal epidural steroid for sciatica and to identify outcome predictors.


Figure 1
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Fig. 1A 67-year-old man with sciatica. Posteroanterior (A) and lateral (B) spot radiographs obtained during intraepineural injection of transforaminal epidural steroid. Patient was placed in prone position, and needle tip was inserted to left S1 nerve root. Contrast material is well demarcated from outer border, a feathery appearance is apparent in central region, and width of area of opacification is uniform.

 


Figure 2
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Fig. 1B 67-year-old man with sciatica. Posteroanterior (A) and lateral (B) spot radiographs obtained during intraepineural injection of transforaminal epidural steroid. Patient was placed in prone position, and needle tip was inserted to left S1 nerve root. Contrast material is well demarcated from outer border, a feathery appearance is apparent in central region, and width of area of opacification is uniform.

 

Materials and Methods
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Patients
From June 2003 to May 2004, a total of 248 transforaminal epidural steroid injections were performed in our department. This investigation was based on medical records and sets of anteroposterior, lateral, and bilateral oblique radiographs obtained using a biplane fluoroscopy unit during transforaminal epidural steroid injection. The inclusion criteria were as follows: presence of sciatica, one-level transforaminal epidural steroid injection from L1 to S1, no prior therapeutic transforaminal epidural steroid, no prior surgery, a cross-sectional imaging study (either CT or MRI) of the lumbar spine, clear identification of the affected nerve root by clinical findings and imaging studies, and availability of follow-up data 2 weeks after injection.

During a 1-year period (from June 2003 to May 2004), 56 patients (33 women, 23 men; mean age, 53.3 years; age range, 30-83 years) who met all inclusion criteria were consecutively included in this study. Transforaminal epidural steroid injection was performed at the level of L2 in two, L3 in three, L4 in 16, L5 in 31, and S1 in four.

Technique
All therapeutic transforaminal epidural steroid injections were conducted under biplane fluoroscopic guidance by two musculoskeletal radiologists experienced in performing spinal interventions. All the injections were performed as outpatient procedures, and informed consent was obtained from each patient. With a patient lying prone, the tube was rotated obliquely to ensure injection at the neural foramen site. The goal of positioning was to allow a perpendicular needle track toward the classic injection site underneath the pedicle in the so-called "safe triangle" [6, 13]. The safe triangle is defined by the pedicle superiorly, the lateral border of the vertebral body laterally, and the outer margin of the spinal nerve medially. After the patient's skin was disinfected, a local anesthetic was administered using a 25-gauge needle. With fluoroscopic guidance, a 12-cm, 22-gauge spinal needle was then advanced into the safety triangle.

At the same time, a lateral view was obtained to verify that the anteroposterior position of the needle tip was appropriate. The needle position was checked using biplanar fluoroscopy, and this was followed by an injection of approximately 1 mL of contrast material (iohexol, 300 mg I/mL [Omnipaque 300, Amersham Health]). Posteroanterior and lateral spot radiographs were obtained to document contrast material distribution. Bupivacaine hydrochloride (0.5 mL/0.5% [Marcaine Spinal 0.5% Heavy, AstraZeneca]) and 40 mg (1 mL) of triamcinolone acetonide suspension (Tamcelon, Hanall) were slowly injected.

Two weeks after transforaminal epidural steroid injection, follow-up was conducted at our department. Follow-up at this time has been proposed in the literature and is based on the duration of the therapeutic effect of corticosteroids [6, 14]. To check the effect of the transforaminal epidural steroid, all patients were asked to refrain from drug or physical therapy for sciatica over the 2-week period after transforaminal epidural steroid injection.

Image Analysis
Radiographs obtained during transforaminal epidural steroid injection were retrospectively analyzed. Contrast material distribution was graded by consensus among three musculoskeletal radiologists, all of whom were experienced in performing spinal interventions and were blinded to procedure outcome. We classified contrast material distribution types, as described by Pfirrmann et al. [6], as intra- or extraepineural (Figs. 1A, 1B, 2A, and 2B). In cases of intraepineural distribution, a tubular outline of the nerve root was seen. The contrast material was well demarcated from the outer border of the nerve root. Centrally, a feathery appearance was noted. The width of the area of opacification was uniform. For cases of extraepineural distribution, the contrast material outlined the nerve root as a tubular filling defect. There was a sharp interface between the contrast material and the nerve root. The contrast material tended to be less well demarcated in the periphery than centrally. The width of the area of opacification was usually not uniform.


Figure 3
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Fig. 2A 59-year-old man with sciatica. Posteroanterior (A) and lateral (B) spot radiographs obtained during extraepineural injection of transforaminal epidural steroid. Patient was in prone position, and needle tip was inserted to left L5 nerve root. Sharp interface is present between nerve root and contrast material, which is well demarcated from outer border. In this case, width of area of opacification is not uniform.

 

Figure 4
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Fig. 2B 59-year-old man with sciatica. Posteroanterior (A) and lateral (B) spot radiographs obtained during extraepineural injection of transforaminal epidural steroid. Patient was in prone position, and needle tip was inserted to left L5 nerve root. Sharp interface is present between nerve root and contrast material, which is well demarcated from outer border. In this case, width of area of opacification is not uniform.

 
On radiographs obtained during transforaminal epidural steroid injection, if contrast material had spread rostrally to the epidural portion of the preganglionic nerve root, we called this distribution pattern "saddle type"; if it had not, we called the distribution pattern "non-saddle type" [15].

Three musculoskeletal radiologists blinded to clinical outcomes retrospectively reviewed cross-sectional imaging studies by consensus. After reviewing cross-sectional images, the cause of the source of the sciatica was classified as spinal stenosis or disk herniation.

Review of Clinical Data
Retrospective reviews of patients' charts were performed by two other radiologists who were not involved in image analysis. The effectiveness of the transforaminal epidural steroid injection was determined using documented patient satisfaction and visual analog scale (VAS) scores. Outcome measures were collected before and 2 weeks after the injection. Treatment outcome was measured using a 5-point patient satisfaction scale—that is, 0 for poor satisfaction; 1, fair; 2, good; 3, very good; and 4, excellent. On the other hand, the VAS scores ranged from 0 to 100. A successful outcome required a patient satisfaction score of 3 (very good) or 4 (excellent) and a reduction in the VAS score of more than 50% 2 weeks after transforaminal epidural steroid injection. The patients with a successful outcome were described as having experienced effective treatment.

Demographic variables, such as patient age and sex, were documented at an initial clinical evaluation before treatment. For statistical analysis, patient age was classified in one of six groups: < 29, 30-39, 40-49, 50-59, 60-69, or ≥ 70 years. The duration of sciatica was classified as less than 6 months or as more than 6 months [16].

Statistical Analysis
Potential predictors of the effectiveness of treatment with transforaminal epidural steroid were intra- versus extraepineural injection, saddle-type versus non-saddle type contrast distribution pattern, cause of sciatica (spinal stenosis vs herniated disk), patient age, patient sex, and duration of sciatica (< 6 months vs > 6 months). The Fisher's exact test was used to examine associations except for age group, for which the chi-squire test was used. Using the six variables mentioned, we also performed multiple logistic regression analysis to rule out confounder effect. The analysis was performed using SPSS software (version 10.0, Statistical Package for the Social Sciences). A p value of less than 0.05 was considered statistically significant.


Results
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Of the 56 patients included in this study, 43 (76.8%) had an effective result 2 weeks after transforaminal epidural steroid injection. Relationships between outcomes and potential predictors are summarized in Figures 3, 4, 5, 6, 7, 8.


Figure 5
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Fig. 3 Graph illustrates effectiveness of intraepineural injection (black bars) and extraepineural injection (white bars) of transforaminal epidural steroid for treatment of sciatica. Extraepineural injections were significantly associated with a better outcome (p < 0.05).

 

Figure 6
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Fig. 4 Graph illustrates effectiveness of transforaminal epidural steroid for treatment of sciatica in patients with saddle-type (white bars) and non-saddle type (black bars) contrast distribution pattern. Number of patients with saddle-type distribution pattern was much greater than with non-saddle type, and saddle-type pattern was associated with a better outcome; however, this difference in outcome was not statistically significant.

 

Figure 7
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Fig. 5 Graph illustrates relation between cause of sciatica and effectiveness of transforaminal epidural steroid for treatment of sciatica. No significant difference in effectiveness was found for patients with sciatica caused by herniated intervertebral disks (black bars) and those with sciatica resulting from spinal stenosis (white bars).

 

Figure 8
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Fig. 6 Graph illustrates effects of patient age on effectiveness of transforaminal epidural steroid for treatment of sciatica. Transforaminal epidural steroid was most effective in 50- to 59-year-old patients (light gray bars) and least effective in those 70 years old or older (white bars). No patient was younger than 29 years. Black bars = 30- to 39-year-old age group, dark gray bars = 40- to 49-year-old age group, and striped bars = 60- to 69-year-old age group.

 

Figure 9
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Fig. 7 Graph illustrates effect of patient sex on effectiveness of transforaminal epidural steroid for treatment of sciatica. No difference was evident. Black bars = men, white bars = women.

 

Figure 10
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Fig. 8 Graph illustrates relation between duration of sciatica and effectiveness of transforaminal epidural steroid for treatment of sciatica. Treatment was more effective in patients with sciatica of < 6 months' duration (acute or subacute, black bars) than in those with sciatica of > 6 months' duration (chronic, white bars), but this difference lacked statistical significance.

 
An intraepineural injection was performed in 29 patients (51.8%) and an extraepineural injection, in 27 (48.2%). The intraepineural injection was effective in 19 patients (65.5%) and the extraepineural injection, in 24 (88.9%). Moreover, an extraepineural injection was associated more with a better outcome than was an intraepineural injection (p < 0.05).

Several other marginal predictors of a better outcome were identified—namely, a saddle-type contrast distribution, a herniated disk, and less than 6 months' duration of sciatica. Forty-seven patients had a saddle-type appearance and nine, a non-saddle type. Thirty-seven patients with the saddle-type distribution pattern achieved a satisfactory result (78.7%) and six with the non-saddle type (66.7%) (p = 0.35). Spinal stenosis was considered the cause of sciatica in 34 patients and a herniated disk, in 22. Of those with spinal stenoses, 25 (73.5%) achieved a good outcome, whereas 18 (81.8%) of those with a herniated disk achieved a good outcome (p = 0.35). Transforaminal epidural steroid injection was least effective in patients in the age subgroup of 70 years old or older (42.9%) (p =0.2). Twenty-five (75.8%) of 33 women and 18 (78.3%) of 23 men achieved a good outcome (p = 0.55). In patients with acute or subacute sciatica, 26 (81.3%) of 32 achieved a satisfactory result; in those with chronic disease, 17 (70.8%) of 24 achieved a satisfactory result (p =0.28).

Multiple regression analysis identified only the type of injection—that is, intra- versus extraepineural injection—as being significantly associated with outcome (p = 0.04, odds ratio: 5.01).


Discussion
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Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Epidural steroid injections have been used to treat lumbar radicular pain syndromes since 1952 [17]. The technique was first reported in the United States in 1960 and was found to benefit patients with conditions that cause nerve root irritation [18]. These injections were performed without fluoroscopic guidance using a translaminar "loss of resistance" technique. Macnab [19] first described selective nerve root blocks in 1971. This infiltration, which was performed with contrast agent and lidocaine, aimed to differentiate sources of leg pain in patients with equivocal clinical findings. In contrast to interlaminar epidural steroid injection, transforaminal epidural steroid provides a low volume of concentrated medication to a selected nerve root.

Several studies have isolated chemotoxic pain mediators, such as matrix metalloproteinase, the c-fos gene, phospholipase A2, and cytokines, that are overexpressed after disk herniation [20-23]. A study by Roberts et al. [24] showed a positive relation between disk degeneration and matrix metalloproteinase expression. In addition, in vitro studies simulating lumbar stenosis have shown that venous congestion, intraneural edema, and impaired axonal transport are present secondary to chronic compression [25-27].

Corticosteroids have been shown to be able to block nociceptive C-fiber conduction and to inhibit prostaglandin synthesis [28, 29]. Spinal stenosis is a condition that is usually associated with intermittent compression of nerve roots, which can lead to hyperemia; venous congestion; and, perhaps, the leakage of neurotoxic substances. Therefore, the rationale for corticosteroid use in epidural injections for the treatment of spinal stenosis is to impair prostaglandin synthesis, block nociceptive C-fiber conduction, and possibly alter nerve root blood and chemotoxic mediator flow [20-29].

In a prospective study, Weiner and Fraser [30] investigated the success of nerve root blocks in 28 patients with foraminal or extraforaminal disk herniation. In total, 22 (79%) of the 28 patients experienced a substantial, permanent reduction in pain. Narozny et al. [31] reported that transforaminal epidural steroid injection was effective initially in 26 (87%) of 30 patients with either disk herniation or spinal stenosis. In our study, we found that it was effective in 76.8% of patients with disk herniation or spinal stenosis. Although Narozny et al. reported that the therapeutic effect of a nerve root block was more pronounced in patients with discogenic nerve root compression than in those with foraminal (bone) stenosis, they found no statistical difference between the two groups. The patients with disk herniation in our study achieved slightly better outcomes than did those with spinal stenosis, but we found that this difference in outcome was not statistically significant.

In a cadaveric study, Pfirrmann et al. [6] revealed that a type 1 contrast material injection has intraepineural distribution and that a type 2 injection has extraepineural distribution. In that study, 13 (81%) of 16 patients who received a type 1 injection and 12 (86%) of 14 patients who received a type 2 injection experienced pain relief 2 weeks after treatment with transforaminal epidural steroid, which was not significantly different. However, those results contrast with ours, although Pfirrmann et al. enrolled a smaller number of patients and possible confounders were not considered. No other report, to our knowledge, about the clinical meaning of these different types of injection, as classified by Pfirrmann et al. [6], has been issued.

Why is an extraepineural injection more effective that an intraepineural injection? One explanation is that inflammation outside the epineurium of the nerve root causes radiculopathy and that drugs are delivered closer to the region of inflammation by an extraepineural injection. Another possible explanation is that an intraepineural injection may cause mechanical neuritis in the injected nerve root and thus cause persistent radiculopathy.

According to our results, saddle-type contrast distribution (rostral spread of injectate to contact the preganglionic portion of nerve root) might predict a good outcome. However, we found no statistical significance difference in outcome between patients with saddle-type contrast distribution and those with non-saddle type distribution to support this conclusion. We believe that this is because of the small number of patients with the non-saddle type distribution. In many cases of lumbosacral radiculopathy, the site of impingement lies rostral to the injection site. Lew et al. [15] recommended that because one cannot always guarantee a rostral spread of injectate to bathe the epidural and preganglionic portions of a nerve root, a preganglionic approach to the transforaminal injection at the level of the supraadjacent intervertebral disk should be taken (for example, L4-L5 disk level for L5 nerve root).

The present study is a retrospective analysis of patients with sciatica treated using transforaminal epidural steroid injection and is limited by its retrospective design.

In conclusion, the results of our study confirm that transforaminal epidural steroid is an effective tool for managing sciatica. Extraepineural injection may predict a better outcome in cases of sciatica treated using transforaminal epidural steroid.


References
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Abstract
Introduction
Materials and Methods
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Discussion
References
 

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