DOI:10.2214/AJR.07.2371
AJR 2007; 189:726-736
© American Roentgen Ray Society
Gene Expression Profiles, Histologic Analysis, and Imaging of Squamous Cell Carcinoma Model Treated with Focused Ultrasound Beams
Walter Hundt1,2,
Esther L. Yuh1,
Mark D. Bednarski1 and
Samira Guccione1
1 Department of Radiology, Lucas MRS Research Center, Stanford University School
of Medicine, Stanford, CA, 94305.
2 Present address: Department of Clinical Radiology, Clinic of Grosshadern,
Ludwig Maximilians University, Marchioninistrasse 15, Munich 81377,
Germany.
Received October 4, 2006;
accepted after revision April 7, 2007.
Partially supported by the Lucas Foundation and the Phil Allen Trust.
Address correspondence to W. Hundt.
Abstract
OBJECTIVE. The purpose of our study was to evaluate the effect of
short-pulse high-intensity focused ultrasound (HIFU) on inducing cell death in
a head and neck cancer model (SCCVII [squamous cell carcinoma]) compared with
continuous HIFU to get a better understanding of the biologic changes caused
by HIFU therapy.
MATERIALS AND METHODS. HIFU was applied to 12 SCCVII tumors in
C3H/Km mice using a dual sonography system (imaging, 6 MHz; therapeutic, 1
MHz). A continuous HIFU mode (total time, 20 seconds; intensity, 6,730.6
W/cm2) and a short-pulse HIFU mode (frequency, 0.5Hz; pulse
duration, 50 milliseconds; total time, 16.5 minutes; intensity, 134.4
W/cm2) was applied. Three hours later, MR images were obtained on a
1.5-T scanner. After imaging, the treated and untreated control tumor tissue
samples were taken out for histology and oligonucleotide microarray
analysis.
RESULTS. Prominent changes were observed in the MR images in the
continuous HIFU mode, whereas the short-pulse HIFU mode showed no discernible
changes. Histology (H and E, TUNEL [terminal deoxynucleotidyl
transferase-mediated dUTP {deoxyuridine triphosphate} nick-end labeling], and
immunohistochemistry) of the tumors treated with the continuous HIFU mode
revealed areas of significant necrosis. In the short-pulse HIFU mode, the H
and E staining showed multifocal areas of coagulation necrosis. TUNEL staining
showed a high apoptotic index in both modes. Gene expression analysis revealed
profound differences. In the continuous HIFU mode, 23 genes were up-regulated
(> twofold change) and five genes were down-regulated (< twofold
change), and in the short-pulse HIFU mode, 32 different genes were
up-regulated and 16 genes were down-regulated.
CONCLUSION. Genomic analysis might be included when investigating
tissue changes after interventional therapy because it offers the potential to
find molecular targets for imaging and therapeutic applications.
Keywords: ablation cancer focused ultrasound gene expression histology MRI squamous cell carcinoma
Introduction
Procedures using guided external energy deposition such as radiofrequency
ablation, cryoablation, and high-intensity focused ultrasound (HIFU) are
increasing in clinical use. HIFU technology makes possible the deposition of
controlled energy doses deep into soft tissue. Despite the expanding use of
these procedures, little is known about the changes in gene expression and the
relationship to the doses of energy exposure. Knowledge about the changes in
gene expression induced by external energy deposition can be useful in
characterizing changes in tissues morphology and design of new therapies. For
example, in studies related to defining cellular changes during radiation
therapy, it has been shown that immediate and early gene expression is induced
after exposure of tissue to various stresses, and these genes can mediate cell
proliferation, differentiation, survival, and even cell death
[1–3].
These investigations led to new therapy options being evaluated clinically
[4].
Currently, only imaging and histologic analysis have been used to
characterize tissue during an interventional radiologic procedure, including
HIFU therapy. HIFU causes physical changes in tissues through both energy
deposition and physical alteration such as cavitation. It has been used
clinically for thermal ablation of tumors using continuous-wave HIFU
[5,
6] and is being evaluated for
drug and gene delivery to tissue using short-pulse wave HIFU
[7,
8]. Application of microbubbles
can accentuate cavitation, and HIFU has been used to disrupt microbubbles for
drug delivery [9]. In thermal
ablation therapy, ultrasound beams penetrate soft tissues and can be focused
to target sites and cause localized high temperatures (55–90°C) for
a short and controlled period of time. As a result, well-defined areas of
tissue change, protein denaturation, and coagulation necrosis can be produced
in specific regions of tissue whereby damage to the overlying and surrounding
tissues can be reduced [10];
however, there is a risk of injury to important structures such as vessels or
nerves.

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Fig. 1 —Modified Sonablate 200 (Focus Surgery) with ultrasound probe.
Photograph shows experimental setup of single-component ultrasound transducer,
high-frequency amplifier, diagnostic and therapeutic ultrasound probe, and
experimental water bath.
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Squamous cell carcinoma (SCCVII) is a syngeneic tumor cell line of the C3H
mice and has been used extensively as a model for human head and neck cancers.
This tumor model exhibits imaging and therapeutic characteristics that are
similar to human head and neck carcinomas
[11].
The purpose of this study was to determine the differences in genomic
expression profiles between tumors receiving the continuous or short-pulse
wave modes of HIFU and to correlate these changes with those observed by MRI
and immunohistochemistry (IHC). In addition, we evaluated whether functional
genomics can be used to provide pertinent information after interventional
radiologic procedures such as HIFU that would not be available through imaging
or histology.
Materials and Methods
All animal experiments were performed in compliance with institutional
animal care committee guidelines and with the approval of the animal care
committee.
Tumor Implantation
Twelve C3H/Km mice 10–12 weeks old were anesthetized with
intraperitoneal Nembutal (pentobarbital, Abbott Laboratories) (58 mg/kg), and
their right and left flanks were shaved and prepared with isopropyl alcohol.
An average of 2 x 105 tumor cells (mouse SCCVII) in Hanks'
solution were injected intradermally in the right and left flank region of
each mouse with a 27-gauge needle. The total volume of injection was 0.2 mL.
The sizes of the tumors were measured twice a week to monitor the growth of
the tumor. Approximately 3 weeks were required for tumors to grow to 1,300
mm3 in size.
Focused Ultrasound System
A modified Sonablate system (Focus Surgery)
(Fig. 1) was used for
mechanistic studies. The system contains both imaging and therapy components
in a single spherical and concave transducer. The therapy portion of the
transducer has a frequency (f0) of 1.0 MHz, aperture diameter of 50
mm, focal length of 40 mm, maximum total acoustic power of 120 W, and maximum
focal intensity in water of 8,000 W/cm2. Focal area was 1.5
mm2, and electrical impedance magnitude at f0 was 81
. Efficiency was calculated to be 80%. The imaging portion of the
transducer has an f0 of 6.0 MHz, bandwidth of 80%, aperture
diameter of 8 mm, and focal length of 40 mm.
Two different modes of focused ultrasound beams were applied. To each HIFU
mode, six animals were assigned. In the continuous-wave HIFU mode, the
transducer was powered continuously at 200 mV for 20 seconds. This sinusoidal
wave signal was amplified by a 50-dB radiofrequency power amplifier (Model
2100L, Electronic Navigation Industry) coupled to the transducer device
(50-
impedance). The dose peak intensity at the focal point was
approximately 6,730.7 W/cm2. For the short-pulse HIFU mode, a cycle
of 50 milliseconds with a frequency of 0.5 Hz was applied. The same power was
chosen and the HIFU application lasted for 16.5 minutes. The resulting average
intensity at the focal point was 134.6 W/cm2. These parameters led
to a total acoustic power of 100.3 W and a pressure of 142.1 kPa. The total
energy deposition was nearly the same in both modes (continuous-wave HIFU
mode, 134,613.6 J/cm2; short-pulse wave HIFU mode, 133,267.4
J/cm2) (Table
1).
Animal and Experimental Setup
For this study, each of the 12 mice was anesthetized to a surgical plane of
anesthesia (no response to toe-pinch) with an intraperitoneal injection of
ketamine and xylazine (xylazine 5–10 mg/kg plus ketamine 80–100
mg/kg). The anesthetized mouse was placed into a degassed 37°C water bath
in a specially designed holder to provide a proper sonographic coupling. Using
the imaging portion of the transducer, the mouse was positioned so that the
treated tumor was aligned with the center of the therapeutic portion of the
transducer, and HIFU treatment commenced. The control tumor located on the
opposite side of the flank was not exposed to ultrasound beams.
MRI
A clinical 1.5-T Signa MR scanner (GE Healthcare) was used with a
custom-designed quadrature high-pass birdcage coil tuned to 127 MHz for signal
reception. The animals were imaged 1 day before and 3 hours after the
application of focused ultrasound beams. To obtain accurate and reproducible
images, the mouse was placed prone and fixed in wrapped tissue. The body
temperature was maintained throughout the MRI studies with a warm blanket. The
following scanning protocol was performed in the axial plane with a field of
view of 6 cm, 256 x 192 pixels, and slice thickness, 2.0 mm: first,
unenhanced T1-weighted spin-echo (TR/TE, 400/15); second, unenhanced
T2-weighted fast spin-echo (4,000/85; echo-train length, 12); third,
diffusion-weighted simulated acquisition mode (STEAM) sequence (6,000/30;
number of excitations, 3; b values, 50, 250, 500, 750, 1,000, 2,000, 3,000,
and 4,000 s/mm2; small delta, 9 milliseconds; T2 time determination
[6,000/30, 50, 80, 120]); and fourth, contrast-enhanced T1-weighted spin-echo
(400/15) at 2 minutes after the injection of 200 µL of 0.5 mol/L solution
(1:6 dilution) of gadopentetate dimeglumine (Magnevist, Berlex) administered
via tail vein at a rate of 40 µL/s.
After MRI and about 4 hours after the application of HIFU, the animals were
euthanized, and the tissue where focused ultrasound beams had been applied was
taken out and snap-frozen for histologic and microarray analysis. The MR
images were used to locate tissue changes that had taken place due to the
application of focused ultrasound beams.
Image Analysis
Postprocessing of the MR images was performed using MRVISION, version
1.5.4b, (MRVision Co.) for analyzing the tissue pixel intensities of the
treated and untreated tumors. For semiquantitative analysis, the mean signal
intensities of the whole tumor, fat tissue, and oil phantom were measured on
the T2-weighted fast spin-echo sequence and the T1-weighted spin-echo sequence
before and after contrast administration. They were measured using a
monitor-defined circular region of interest (ROI) with 16–150 pixels for
the whole tumor, 3–11 pixels for the fat tissue, and 29–64 pixels
for the oil phantom. For signal intensity measurement, an ROI was placed on
the image that contained the maximal cross-sectional area of each location.
For measurement at different times, the size and location of the ROI were kept
constant. The signal-to-noise ratios (SNRs) were calculated using the mean
signal intensities of the areas and the SD of the background noise. The
diffusion coefficient and the T2 time of the tumor tissue before and after
heat exposure were determined by using Matlab software, version 2.0
(Mathworks).
Histology and Immunohistochemistry
To assess the histologic changes due to the focused ultrasound beams, we
performed H and E staining, terminal deoxynucleotidyl transferase-mediated
dUTP (deoxyuridine triphosphate) nick-end labeling (TUNEL) staining, and
immunohistochemistry for heat shock protein 70 (HSP70). For H and E
staining, the tissue samples were preserved in 10% formalin solution for 96
hours. Subsequently, they were embedded in paraffin, sectioned, stained with H
and E, and mounted on glass slides. TUNEL assay is used for detection of tumor
apoptosis. The tumor TACS Kit (R&D Systems) was used for TUNEL staining
procedures. Briefly, tumor samples were first fixed with 3.7% formaldehyde and
the cell membranes were permeabilized with Cytonin reagent (protease-free
saponin-based buffer, Trevigen). DNA strand breaks were then labeled with
biotinylated nucleotides in TUNEL buffer at 37°C for 1 hour. Apoptotic
cells were visualized with brown precipitates generated by
streptavidin-conjugated horseradish peroxidase (HRP) in the presence of
diaminobenzidine (DAB). The samples were then counterstained with 1% methyl
green to show viable cells.
For the immunohistochemistry, the air-dry slides were fixed in acetone,
dried, and put into a 0.3% hydrogen peroxide solution. Slides were incubated
with the HSP70 primary antibody (Stressgen Biotechnologies) and then incubated
with a biotinylated goat antimouse immunoglobulin (Jackson Immunoresearch
Laboratories) followed by incubation with Streptavidin-HRP (Jackson
Immunoresearch Laboratories). In the final steps, the sections were reacted
with diaminobenzidine (DAB) chromogen and counterstained in hematoxylin,
dehydrated, cleared, and mounted.
Microarray Analysis
The tissue samples (> 500 mg) were flash-frozen at a temperature of
–80°C. The total RNA was isolated using TRIzol Reagent (GibcoBRL
Life Technologies), and the double-stranded cDNA (complementary DNA) was
synthesized by using the SuperScript Choice system (Life Technologies). Next,
the cDNA was extracted and precipitated. Biotinilated cRNA (complementary RNA)
was synthesized using the Bio Array High Yield RNA Transcript Labeling Kit
(Enzo Diagnostics). After incubation, the labeled cRNA was cleaned up
according to the RNeasy Mini Kit (Qiagen) protocol. The cRNA was fragmented
and hybridized on the Murine Genome U74Av2 Set Array (Affymetrix). The chips
were washed and stained with streptavidin phycoerythrin (SAPE, Molecular
Probes). To amplify staining, streptavidin phycoerythrin solution was added
twice with an antistreptavidin biotinylated antibody (Biotinylated
Anti-Streptavidin, Vector Laboratories) step in between. The probe array was
scanned on a Hewlett Packard Gene Array Scanner at an excitation wavelength of
488 nm. The amount of light emitted at 570 nm was proportional to the bound
target at each location on the probe array.
After hybridization and scanning, the microarray images were analyzed using
Microarray Suite 4.0 (Affymetrix) and Gene Spring 4.0 (Silicon Genetics)
software. All samples were prepared as described and hybridized onto the
Affymetrix Murine Genome U74Av2 Set array, which represents nearly 36,000
full-length murine genes and expressed sequence tag (EST) sequences. Each chip
contains 16–20 oligonucleotide probe pairs per gene or cDNA clone. A
significant fold change between treated and untreated controls was considered
at an average change of
2.0. The fold change calculations include a
series of statistical parameters considering background and noise intensity
within each gene chip [12].
The software calculates an average of the two images, defines the probe cells,
and computes intensity for each cell.
Western Blot
The HIFU-treated tissue samples and the nontreated tissue samples were
placed in lysis buffer (8 mol/L urea/2% 3[3-cholaminopropyl
diethylammonio]-1-propane sulfonate [CHAPS] with proteinase inhibitor) and
homogenized on ice. The total protein concentrations were measured using the
Bio-Rad Protein Assay (Bio-Rad) with bovine serum albumin as the standard. The
total protein (100 µg) of the sample was electrophoresed on 4–10%
sodium dodecyl sulfate polyacrylamide gel electrophoresis (SDS-PAGE) gel and
transferred onto nitrocellulose membrane. Heat-shocked HeLa (human epithelial
cell line) cell extract (LYC-HL101F, StressGen) was run as a positive control.
The nitrocellulose membrane was blocked with nonfat dry milk in tris-buffered
saline with tween (TBST) buffer overnight and probed with the anti-HSP70
monoclonal antibody (alkaline phosphated conjugated SPA-810 AP, StressGen).
Immunodetection of the protein was achieved through use of ECF Reagent
(Amersham/Vistra) and imaged on a phospher imager.
Statistical Analysis
To test the SNR changes, the differences of the diffusion coefficients and
the T2 times of the tumors exposed to focused ultrasound beams were compared
with the untreated controls. The statistical analysis was performed using the
Mann-Whitney U test, assuming a significance level of < 5%. The
statistical analysis comparing the relative gene expression levels (fold
change) of genes of the continuous-wave HIFU- and the short-pulse wave
HIFU-treated tumors with the untreated controls was performed using the
Student's paired t test, assuming a significance level of < 5%. In
addition, the fold change of the continuous-wave HIFU-treated tumors was
compared with the short-pulse wave HIFU-treated tumors.
Results
MRI
The MR images showed significant differences between the tumors treated
with continuous-wave HIFU (Figs.
2D–2F)
and those treated with short-pulse wave HIFU (Figs.
2G–2I).
In both applied modes, unenhanced T1-weighted images showed homogeneous
intensity throughout HIFU-treated tumors and their untreated controls (Figs.
2A–2C).
Contrast-enhanced T1-weighted images obtained 2 minutes after injection of
gadopentetate dimeglumine showed homogeneous intensity in the tumors treated
with the short-pulse wave HIFU mode. However, in the tumors treated with the
continuous-wave HIFU mode, total contrast medium uptake was dramatically
decreased by about –35.3% ± 3.1% (p < 0.0001) (Figs.
2D–2F).
At the border between normal and devascularized tissue, a rim of higher
contrast medium uptake was seen. In the T2-weighted images, no changes in the
short-pulse wave HIFU mode were seen, whereas in the continuous-wave HIFU
mode, a signal intensity increase appeared (Figs.
2D–2F).
The increase in SNR values of the T2-weighted images was statistically
significant (p = 0.0001). In the short-pulse mode, a slight increase
in the diffusion coefficient could be found; however, this increase was not
significant. In the continuous-wave mode, there was also a significant
increase in the diffusion coefficient (p < 0.0001), and a
significant increase in the T2 time (p = 0.011) could be observed
(Table 2).

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Fig. 2D —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Images after application of continuous-wave HIFU. Unenhanced
T1-weighted image is D; no contrast material uptake (arrow) on
contrast-enhanced T1-weighted image (E) was seen as sign of
devascularization. On T2-weighted image (F), treated tissue shows
higher signal intensity (arrow).
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Fig. 2F —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Images after application of continuous-wave HIFU. Unenhanced
T1-weighted image is D; no contrast material uptake (arrow) on
contrast-enhanced T1-weighted image (E) was seen as sign of
devascularization. On T2-weighted image (F), treated tissue shows
higher signal intensity (arrow).
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Fig. 2G —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Images after pulsed-wave HIFU. No differences in signal
intensities were seen between untreated tumors and tumors treated with
pulsed-wave HIFU.
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Fig. 2I —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Images after pulsed-wave HIFU. No differences in signal
intensities were seen between untreated tumors and tumors treated with
pulsed-wave HIFU.
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Fig. 2A —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Control images; no application of high-intensity focused
ultrasound (HIFU). Unenhanced T1-weighted images. In unenhanced T1-weighted
image (A), no contrast uptake was seen as sign of
devascularization.
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Fig. 2C —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Control images; no application of high-intensity focused
ultrasound (HIFU). Unenhanced T1-weighted images. In unenhanced T1-weighted
image (A), no contrast uptake was seen as sign of
devascularization.
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Histology and Immunohistochemistry
In the samples treated with continuous-wave HIFU (Figs.
3D–3F),
H and E staining revealed necrosis in the center of the treated area. At the
margins, the cells appeared to be very compact and dense. In these areas,
TUNEL staining shows apoptotic cells. In the same region where the apoptosis
occurred, the immunohistochemistry revealed a high expression of
HSP70. In the short-pulse wave HIFU mode (Figs.
3G–3I)
of focused ultrasound beams, H and E staining showed multifocal and coalescing
areas of acute coagulation necrosis. Cells composing these irregular necrotic
areas are characterized by condensation and pyknosis of nuclear chromatin and
shrinkage and hypereosinophilia of cell cytoplasm compared with the nontreated
tumor. TUNEL staining revealed a number of cells with markedly increased
positive staining compared with the nontreated areas of the tumor. In the
immunohistochemistry, no significant heat shock protein expression could be
detected.

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Fig. 3D —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. After application of continuous-wave high-intensity
focused ultrasound (HIFU), necrosis in tumor (arrows) was seen. In
TUNEL staining (E), apoptotic cells and in immunohistochemistry,
positive stain for HSP70 (F) was seen.
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Fig. 3F —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. After application of continuous-wave high-intensity
focused ultrasound (HIFU), necrosis in tumor (arrows) was seen. In
TUNEL staining (E), apoptotic cells and in immunohistochemistry,
positive stain for HSP70 (F) was seen.
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Fig. 3G —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. In pulsed-wave mode, note many apoptotic cells
(arrow, H) in TUNEL staining (H) but no stain for
HSP70 (I) in immunohistochemistry.
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Fig. 3I —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. In pulsed-wave mode, note many apoptotic cells
(arrow, H) in TUNEL staining (H) but no stain for
HSP70 (I) in immunohistochemistry.
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Microarray Analysis
Gene expression analysis revealed profound changes in expression levels of
23 genes being up-regulated and five genes being down-regulated in the
continuous-wave HIFU-treated tumors. These genes are related to reaction to
ischemia, immune system and inflammation, replication of DNA, transcription
and protein synthesis, signal transduction and regulation of gene expression,
regulation of cell cycle and cell proliferation, metabolism, and surface
proteins and receptors. Three genes encoded for HSP70, HSP40, or
related major histocompatibility index (MHC) class III proteins. The highest
degree of up-regulation occurred for HSP70 and its related MHC class
III gene (fold change = 23.5 ± 18.5, p = 0.001 and fold change
= 12.9 ± 4.0, p = 0.001, respectively). The fold change
increase of the other genes varied between 10.8 ± 24.6 (p =
0.001) for the cytochrome c oxidase and 2.3 ± 0.8 (p = 0.034)
for the gene HSP40. The insulinlike growth factor binding protein 10
(IGFBP10) (fold change = 7.0 ± 3.3, p = 0.001), the
aminolevulinic acid synthase (fold change = 9.4 ± 11.5, p =
0.002) and the mouse mRNA (messenger RNA) for profilin (fold change = 10.3
± 13, p = 0.001) were also highly up-regulated genes. The
histamine receptor H2 (fold change = 6.3 ± 3.1, p = 0.021),
S-adenosylmethionine decarboxylase 3 (fold change = 6.2 ± 11.4,
p = 0.003), Mus musculus adipocyte specific protein adipoQ (adipoQ)
mRNA (fold change = 5.3 ± 9.4, p = 0.032), the
interferon-inducible guanosine triphosphatase (GTPase) (fold change = 5.3
± 6.2, p = 0.021), the hemoglobin ß adult minor chain
gene (fold change = 6.4 ± 4.3, p = 0.004), and the eukaryotic
translation elongation factor 1 alpha 2 (fold change = 5.8 ± 1.4,
p = 0.031) were up-regulated, too. Less up-regulated were the
intracellular calcium-binding protein MRP8 (myeloid related proteins)
(fold change = 4.5 ± 5.7, p = 0.045) and the early growth
response 1 (fold change = 4.5 ± 1.9, p = 0.024). The most
down-regulated genes were the mast cell protease 2 (fold change = -5.1
± 8.9, p = 0.003); the lectin, galactose binding, soluble 1
(fold change = -6.4 ± 2.4, p = 0.002); and the mouse 3 mRNA
for ß-galactoside–specific lectin (14kDa) (fold change = -6.1
± 15.2, p = 0.001).
In contrast, the pulsed-mode treated samples showed a completely different
pattern of up-regulated and down-regulated genes. Thirty-four genes were
up-regulated and 16 genes were down-regulated. None of the genes up-regulated
in the pulsed-wave mode were up-regulated in the continuous-wave mode. Three
genes up-regulated in the pulsed-wave mode were down-regulated in the
continuous-wave mode. Four genes down-regulated in the pulsed-wave mode were
up-regulated in the continuous-wave mode. The most up-regulated genes are
related to the immune system and inflammation. The highest up-regulated genes
were the histocompatibility 2, T region locus 23 (fold change = 9.7 ±
14.7, p = 0.001), and the cytotoxic T lymphocyte-associated protein 2
alpha (fold change = 9.7 ± 14.7, p = 0.001). In the group of
regulation of the cell cycle and cell proliferation, the highest up-regulated
genes were the mouse histone H2A.1 gene (fold change = 13.2 ±
20.6, p = 0.001), calcyclin (fold change = 11.8 ± 17.8,
p = 0.001), and epithelial membrane protein 3 (fold change = 12.1
± 20.7, p = 0.001). The most down-regulated genes were genes
related to metabolic processes: the pyruvate dehydrogenase E1 alpha 1 (fold
change = -12.6 ± 20.0, p = 0.001); the glycerol-3-phosphate
acyltransferase, mitochondrial (fold change = -11.9 ± 18.5, p
= 0.001); and the carnitine acetyltransferase (fold change = -8.8 ±
10.3, p = 0.001) (Table
3).
Western Blot
In the tissue lysate of the SCCVII tumors, HSP70 protein was present in the
tumors treated with continuous-wave focused ultrasound beams. The detection of
the HSP70 protein expression is, however, not immediately possible after
focused ultrasound beam exposure (Fig.
4, lane 4 [continuous wave]). Four hours later, corresponding to
the high up-regulation of the HSP70 gene, the Western blot analysis
revealed the presence of the HSP70 protein
(Fig. 4, lane 5 [continuous
wave]). After applying the pulsed-wave mode, no HSP70 protein could be found
(Fig. 4, lane 6 [pulsed
wave]). This correlates with the gene expression analysis results. In the
pulsed-wave mode, no up-regulation of the HSP70 gene was found, with
the consequence of no increased synthesis of the HSP70 protein.

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Fig. 4 —Western blot analysis of heat shock protein 70
(HSP70) expression in SCCVII (squamous cell carcinoma) cells. Lane 1:
marker proteins (M), Bio-Rad Protein Assay (Bio-Rad); lane 2: positive heat
shock cell lysate (pos C), product # LYC-HL101 (StresssGene); lane 3: SCCVII
cell lysate not exposed to high-intensity focused ultrasound (HIFU) treatment
(notx); lane 4: continuous-wave HIFU-treated SCCVII tumor cells harvested
directly after application (cw); lane 5: continuous-wave HIFU-treated SCCVII
tumor cells harvested after 4 hours (cw-4h); lane 6: short-pulse wave
HIFU-treated SCCVII tumor cells harvested after 4 hours (pw-4h). Each sample
contained 100 µg of proteins from tissue lysates prepared as described.
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Discussion
Thermal therapy, like radiofrequency ablation
[13] and cryotherapy
[14], is a therapy option for
different malignant diseases. Like these therapeutic techniques, HIFU causes
changes in tissues through energy deposition. HIFU has been extensively tested
for trackless surgery of the brain in animals
[15] and humans
[16]. It is noninvasive and
does not require insertion of a probe. The noninvasive nature of this
technique keeps tissue intact for further evaluation after treatment. We
compared two models of energy deposition (continuous- and short-pulse wave
mode) using MRI, immunohistochemistry, and genomic analysis, to obtain
information about the two HIFU modes. In addition, we wanted to correlate MRI,
immunohistochemistry, and genomic information for developing targeted
therapeutics.

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Fig. 2B —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Control images; no application of high-intensity focused
ultrasound (HIFU). Unenhanced T1-weighted images. In unenhanced T1-weighted
image (A), no contrast uptake was seen as sign of
devascularization.
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Fig. 2E —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Images after application of continuous-wave HIFU. Unenhanced
T1-weighted image is D; no contrast material uptake (arrow) on
contrast-enhanced T1-weighted image (E) was seen as sign of
devascularization. On T2-weighted image (F), treated tissue shows
higher signal intensity (arrow).
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Fig. 2H —MRI of SCCVII (squamous cell carcinoma) tumors. From left to
right, images are unenhanced T1-weighted, contrast-enhanced T1-weighted, and
T2-weighted. Images after pulsed-wave HIFU. No differences in signal
intensities were seen between untreated tumors and tumors treated with
pulsed-wave HIFU.
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The continuous HIFU mode is associated with high energy deposition in a
short period of time (20 seconds), whereas the short-pulse HIFU mode delivers
the same amount of energy over a much longer time (16.5 minutes). The
continuous HIFU mode causes thermal damage in the tissue
[17], whereas the short-pulse
HIFU mode does not cause direct thermal damage, as reflected by MR images in
our study. Postprocedural T1- and T2-weighted imaging revealed signal
intensity changes in the treated tissue. It has been shown that the effect
could be judged on the basis of contrast-enhanced T1-weighted images showing a
partial or complete lack of contrast medium uptake, which implies
devascularization, with the consequence of developing tissue necrosis
[18]. In that study, contrast
changes were present immediately after treatment and lasted the entire
follow-up period [18]. In our
study, we found the same MRI signal intensity pattern reported.
Applying the continuous HIFU mode after 4 hours, no contrast medium uptake
could be seen as a sign of devascularization in the continuous HIFU mode;
however, a small transitional zone of higher contrast medium uptake between
devascularized and normal-appearing tissue was seen. This zone was also seen
in histology and immunohistology, in which the cells appeared to be compact
and dense on H and E staining. The TUNEL staining in this zone showed the most
apoptotic cells, and on immunohistochemistry, HSP70 could be
detected. Because of the findings on MRI, histology, and immunohistology, we
can assume that in this zone a lot of the genes got up- or down-regulated. The
up-regulated genes in the continuous HIFU mode are related to ischemia, immune
response, and repair mechanisms.
In our experience, the most highly up-regulated genes were HSP70
and HSP40; MHC; IGFBP; the
-aminolevulinic
acid synthase (ALA synthase); and the cytochrome c oxidase, subunit VIIc. The
heat shock proteins are a family of molecular chaperones induced by
environmental stresses such as oxidative injury. They contribute to protection
from and adaptation to cellular stress
[19,
20]. The up-regulation of the
HSP70 gene led to a production of the HSP70 protein itself, which
could be confirmed by immunohistochemistry and Western-blot analysis.
MHC plays a central role initiating both humoral and cell-mediated
immunity [21,
22]. Immediately after tissue
injury, genes are up-regulated, promoting tissue restoration. For example, a
major anabolic-related gene is the insulinlike growth factor 1
(IGF1). IGF1 has similarities to insulin and possesses
potent anabolic and cell growth effects
[23].
The lack of contrast uptake in the continuous HIFU mode-treated tumors is a
sign of devascularization leading to ischemia of the tissue. The tissue
responds with the up-regulation of genes to overcome the ischemia. In our
study, two genes were up-regulated related to heme synthesis and related to
ischemia, the
-aminolevulinic acid synthase and the ß-1-globin
gene. All these different processes require energy, with the result of the
up-regulation of the cytochrome c oxidase, subunit VIIc gene. Other genes such
as the histamine receptor H2, the interferon-inducible GTPase, the guanine
nucleotide binding protein, and T-cell specific GTPase are related to immune
response and intracellular signal transduction
[24–26].
The down-regulated genes such as the mast cell protease 2, lectin,
galactose binding, soluble 1, and mouse 3 mRNA for
ß-galactoside–specific lectin (14kDa) regulate immune and
inflammation processes and show that under external stress certain metabolic
processes are down-regulated.
In short-pulse HIFU mode MRI, histology, and microarray analysis showed
consistent results. In MRI, the contrast medium uptake in the tumors before
and after treatment with short-pulse HIFU did not differ. MRI did not show any
signs of tumor devascularization; however, a slight increase in the diffusion
coefficient could be found. In the H and E staining, the cells were swollen
compared with the nontreated tumor. In the microarray analysis, none of the
genes related to ischemia or immune response were highly up-regulated as in
the continuous HIFU mode-treated tumors. This is also in accordance with the
results of immunohistochemistry and the Western-blot analysis, which also did
not show HSP70 protein production.

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Fig. 3A —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. Untreated SCCVII tumors show few apoptotic cells in TUNEL
staining (B) and no stain for heat shock protein 70 (HSP70)
(C).
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Fig. 3B —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. Untreated SCCVII tumors show few apoptotic cells in TUNEL
staining (B) and no stain for heat shock protein 70 (HSP70)
(C).
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Fig. 3C —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. Untreated SCCVII tumors show few apoptotic cells in TUNEL
staining (B) and no stain for heat shock protein 70 (HSP70)
(C).
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Fig. 3E —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. After application of continuous-wave high-intensity
focused ultrasound (HIFU), necrosis in tumor (arrows) was seen. In
TUNEL staining (E), apoptotic cells and in immunohistochemistry,
positive stain for HSP70 (F) was seen.
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Fig. 3H —Histology of SCCVII (squamous cell carcinoma) tumors. From
left to right, images are stained with H and E, terminal deoxynucleotidyl
transferase-mediated dUTP (deoxyuridine triphosphate) nick-end labeling
(TUNEL), and HSP70. In pulsed-wave mode, note many apoptotic cells
(arrow, H) in TUNEL staining (H) but no stain for
HSP70 (I) in immunohistochemistry.
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The results show that the short-pulse HIFU mode does induce a variety of
genes activating different cellular and metabolic processes. The activation of
the T-cell system in tumor tissue by up-regulation of prothymosin alpha,
cytotoxic T lymphocyte-associated protein 2 alpha, and the T-cell specific
GTPase [27] could be observed.
The up-regulation of annexin A1–lipocortin 1 in the tumors treated with
short-pulse focused ultrasound beams and the up-regulation of the
CD14 antigen and other genes support the hypothesis that application
of short-pulse focused ultrasound beams does induce apoptosis
[28,
29]. The other up-regulated
genes induce a variety of cellular processes, such as genes regulating the
replication of DNA, transcription, and protein biosynthesis or regulation of
the cell cycle and cell proliferation.
The most down-regulated genes are also related to metabolic processes,
showing that the metabolism of the cells is decreased. The pyruvate
dehydrogenase E1 alpha 1, the glycerol-3-phosphate acyltransferase,
mitochondrial, and the carnitine acetyltransferase are enzymes catalyzing
important reactions in the glucose, amino acid, and fat acid metabolism
[30–32].
The activation of these genes led to changes in the cell, either to recovery
or death of the cell. Cell death has two morphologic expressions: necrosis and
apoptosis. On the basis of previous studies
[33,
34], it is possible that
apoptosis may be induced by low-power-threshold HIFU exposure. Our results in
histology and the results of microarray analysis support this hypothesis. In
TUNEL staining, apoptotic cells were found in the short-pulse HIFU-treated
areas but not in the nontreated tumor. Mild hyperthermia has been shown both
in vitro and in vivo to inhibit tumor growth and induce apoptosis in a variety
of cells, including glioma and glioblastoma cells
[35].
The results presented here show that differences in gene expression can be
seen depending on the applied mode of HIFU. Microarray analysis in HIFU
treatment protocols allows the investigation of which genes get up- or
down-regulated at which HIFU intensity. This opens the opportunity to directly
influence any gene up- or down-regulation at a certain mode or certain
intensity of HIFU. The induction or the down-regulation of genes can influence
tissue growth to induce either tissue growth or apoptotic processes.
However, with our system, we were not able to perform temperature
measurement in the tumors. Therefore, we do not know if the greater change in
expression of certain genes reflects thermal differences from treatment or
some other factors. In further planned studies, we want to proceed with a
tumor regression study to see if the change in gene expression in the tumors
treated with continuous-wave HIFU and those treated with short-pulse wave HIFU
has a significant biologic effect and corresponds to greater tumor regression.
We found that functional genomics can detect cellular changes induced by HIFU
that cannot be visualized by standard T1- and T2-weighted MRI,
diffusion-weighted MRI, or histologic analysis. These studies, therefore, show
that genomic analysis can provide valuable information to characterize tissue
after interventional radiologic procedures and might be included when
designing studies that investigate changes in tissue morphology after
interventional therapy.
Acknowledgments
We gratefully acknowledge Corrine Davis (Department of Comparative
Medicine, Stanford University) for interpretation and Pauline Chu (Department
of Comparative Medicine, Stanford University) for technical preparation of the
histology slides.
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