February 2011, VOLUME 196
NUMBER 2

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February 2011, Volume 196, Number 2

Women's Imaging

Perspective

Epidemiology of Lung Cancer in Women: Risk Factors, Survival, and Screening

+ Affiliation:
1Both authors: Department of Diagnostic Radiology and Nuclear Medicine, University of Maryland, 22 S. Greene St., Baltimore, MD 21201.

Citation: American Journal of Roentgenology. 2011;196: 287-295. 10.2214/AJR.10.5412

ABSTRACT
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OBJECTIVE. Lung cancer remains the leading cause of cancer mortality in both men and women. Tobacco use causes the vast majority of lung cancer in women but does not explain all cases, because about one in five women who develop lung cancer have never smoked.

CONCLUSION. Environmental exposures, genetic predisposition, hormonal factors, and viral infection may all play a role in lung cancer in women. A better understanding may provide an avenue to more effective screening, diagnosis, and therapy.

Keywords: cigarette smoking, lung cancer, risk factors, screening, women

Introduction
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Lung cancer has been the leading cause of malignancy in women since 1987, when it surpassed breast cancer. In 2010, it was estimated that over 116,000 men and 105,000 women would be diagnosed with lung cancer in the United States [1]. Lung cancer is responsible for over 71,000 deaths per year in women. This number exceeds the mortality associated with both breast cancer (39,840 deaths) and colon cancer (24,790 deaths) combined, which are the second and third leading causes of cancer-related mortality in women, respectively [1]. Age-adjusted lung cancer incidence in women has more than doubled since 1975, while mortality has increased over 600% since 1950 [2]. It was not until 2003 that lung cancer mortality in women decreased for the first time since the 1930s, a trend that began among male smokers in the 1980s [3] (Fig. 1). There are multiple explanations for the dramatic increase in lung cancer mortality, but the primary cause remains tobacco, which rapidly gained social acceptance among women after World War II [4]. However, environmental exposures, genetic mutations, hormonal factors, and certain infections have also been implicated in the development of lung cancer in women and may help to explain why approximately 20% of women who develop lung cancer have never smoked [5].

Tobacco Use
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Cigarette smoking remains the most common cause of lung cancer among both men and women, with 85–90% of all patients with lung cancer admitting to a current or prior smoking history [6]. However, tobacco use is implicated not only in the development of lung cancer, but also is considered a causative factor in the development of cancers of the oral cavity, pharynx, larynx, esophagus, stomach, bladder, pancreas, liver, kidney, and cervix. Overall, tobacco is responsible for approximately 30% of all cancer deaths in the United States [4].

Although male smokers still outnumber female smokers, the sex gap has continued to narrow in the United States since World War II. Today, approximately 23.1% of men and 18.3% of women in the United States are current cigarette smokers [7]. Although these numbers remain high, they represent a substantial decrease from 1965, when over one-third of women in the United States smoked cigarettes [8]. This nearly 50% decline is linked in part to the 1964 report by the Surgeon General, which affirmed directly that tobacco use was a cause of lung cancer and that smokers had a 70% increase in mortality compared with nonsmokers [9]. Most women start smoking during or before high school, and in 1999, 36.5% of female students reported using tobacco [10]. More recently, this number has significantly decreased to 18.7% [11]. Although the trend toward decreased smoking is promising, the deleterious long-term effects of smoking have yet to be realized in a large percentage of women because of the lengthy lag time between the onset of smoking and the development of lung cancer.

Smoking remains one of the most important causes of preventable death in the United States and throughout the world. Second only to high blood pressure, tobacco use is a leading risk for mortality worldwide and causes approximately 5.1 million deaths per year, accounting for 8.7% of all global deaths [12]. Global estimates are that smoking causes 71% of lung cancers, 42% of chronic respiratory diseases, and 10% of cardiovascular diseases. Worldwide, the number of male smokers outnumbers female smokers, given the relatively low percentage of women in poor countries who smoke. However, tobacco is responsible for 6% of female deaths, and the rate of tobacco use among young women in low-income countries has soared in recent years, suggesting that this percentage will only increase [1316]. Despite this trend, smoking-related mortality currently affects the developed world disproportionately. In high-income countries, such as the United States, tobacco use is directly responsible for 17.9% of all deaths, and only in high-income countries does tobacco use surpass high blood pressure as the leading risk factor for early death [12] (Table 1). In addition to mortality, tobacco use is the leading cause of healthy life-years lost in the high-income countries.

TABLE 1: Ten Leading Worldwide Risk Factors for Death, by Income Group

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Fig. 1 Age-adjusted lung cancer incidence and mortality in men and women from 1975 to 2007.

Genetic and Molecular Susceptibility to Carcinogenic Effects of Smoking
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Tobacco exposure is well established as the leading cause of lung cancer in both men and women, but there is disagreement among investigators as to whether women who smoke are more likely to develop lung cancer than their male counterparts. In women with a 40 pack-year smoking history, Risch et al. [17] reported an odds ratio of developing lung cancer of 27.9, compared with women nonsmokers. In contrast, the odds ratio for smoking to nonsmoking men was only 9.60. In 1996, Zang and Wynder [18] showed a significantly increased risk (odds ratio, 1.7) of lung cancer in women compared with men across all levels of cigarette usage. The International Early Lung Cancer Action Program Investigators [19] reported similar findings in 2006, showing an odds ratio of 1.9 in the prevalence of lung cancer in women compared with men with comparable smoking histories. However, not all researchers agree on this increased susceptibility. Bain et al. [20] evaluated lung cancer incidence in over 80,000 men and women smokers and reported no significant difference in lung cancer risk between men and women. A smaller study reported an odds ratio of 19.7 in men with a long smoking history compared with nonsmoking men and an odds ratio of 15 among women [21].

The reasons for this potential increased risk in women smokers have been widely studied, and various genetic and molecular differences between men and women have been recognized. Women have an increased expression of the CYP1A1 gene, which codes for an enzyme that metabolizes polycyclic hydrocarbons in tobacco smoke [22, 23]. This increased expression leads to increased formation of DNA-forming adducts, which are pieces of DNA chemically bound to a carcinogenic compound, and may represent the first stage in carcinogenesis [24]. In addition, the glutathione S-transferase M1 enzyme competes with enzymes encoded by the CYP1A1 gene, inhibiting the formation of reactive oxygen species and helping to convert toxic intermediates into inactive compounds. This enzyme is absent in 40–60% of the population and its absence may represent an underlying susceptibility to lung cancer development [25]. Although this enzyme is often absent in both men and women, Tang et al. [26] looked at the development of lung cancer in smokers with the glutathione S-transferase M1 mutation and reported an odds ratio in female smokers that was twice that of comparable male smokers with the same mutation. This finding suggests that women with this mutation are at greater risk for developing lung cancer.

Mutations in the tumor protein 53 tumor suppressor gene occur in 50% of patients with non-small-cell lung cancer and 70% of patients with small-cell lung cancer [27]. Specific transversions in the tumor suppressor gene p53 were found in 36% of female smokers with lung cancer, compared with 27% of male smokers with lung cancer [27]. This same mutation in nonsmokers with lung cancer was present in only 13% of women but still present in 31% of men, suggesting a higher degree of tobacco-related molecular damage in women smokers.

Gastrin-releasing peptide receptor is a gene located on the X chromosome and escapes X-chromosome inactivation in women [22]. Tobacco use is associated with activation of this gene, which leads to proliferation of bronchial cells and has been linked to the development of lung cancer. The highest frequency of expression of this gene is seen in smoking women, followed by nonsmoking women, smoking men, and nonsmoking men, respectively [28]. Mutations in the K-ras oncogene are also linked to the development of adenocarcinomas, predominantly in smokers. There is debate as to whether this mutation occurs more frequently in smoking women, with the majority of studies showing no difference between the sexes [2931].

Additional Risk Factors
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Radon

Although smoking causes most cases of lung cancer in both men and women, it is not the sole cause. Twenty-two percent of women and 2.9% of men in Western countries who develop lung cancer are lifetime nonsmokers, and female nonsmokers are more likely to develop lung cancer than nonsmoking men [5, 32, 33]. Various environmental and occupational factors have been directly linked to the development of lung cancer. Exposure to ionizing radiation from radon is the second leading cause of lung cancer mortality in the United States. The Environmental Protection Agency calculates that radon is responsible for approximately 21,000 lung cancer deaths per year, and 2,900 of these deaths occur in patients who were never smokers [34]. In a risk analysis study that assessed 413 women with lung cancer and prolonged radon exposure in Iowa, the risk of development of lung cancer was directly proportional to the amount of radon exposure [35]. Moreover, smoking and radon exposure are believed to be synergistic in lung cancer development.

Secondhand Smoke and Environmental Exposures

The health risks of secondhand smoke exposure have been widely reported and are associated with an increased incidence of lung cancer, emphysema, asthma, and upper respiratory tract infections. It is estimated that approximately 3,400 people in the United States die each year from lung cancer due to secondhand smoke exposure, making it the third leading cause of lung cancer [16]. Globally, women and children constitute the majority of those exposed to secondhand smoke [36]. In a large meta-analysis by Hackshaw et al. [37], nonsmoking women who live with smoking men were shown to have a 24% increased risk for the development of lung cancer compared with nonsmoking women who were not exposed to secondhand smoke. Additionally, lung cancer development was directly associated with both the time course of exposure and the amount of tobacco smoked by the spouse. Exposure to asbestos, arsenic, cadmium, nickel, metal dusts, polycyclic aromatic hydrocarbons, and vinyl chloride are also implicated in the development of lung cancer but account for only a small number of cases among women in the United States.

Smoking is relatively uncommon among women in developing countries in Asia, but lung cancer is not rare because many women are exposed to environmental factors that are associated with lung cancer [38]. Multiple studies have suggested that the prolonged inhalation of cooking fumes from high temperature oils in poorly ventilated rooms is a cause of the high rate of lung cancer in nonsmoking women in China and Taiwan [3941]. Inhalation of fumes from cooking with hot oils leads to increased levels of acrolein, crotonaldehyde, and benzene, which are all potent carcinogens [42]. The indoor burning of coal and biomass in poorly ventilated areas for both heating and cooking has also been linked with the development of lung cancer in nonsmoking women in low-income countries [43].

Genetic and Molecular Susceptibility Not Related to Tobacco Use

Patients with a family history of lung cancer have an increased incidence of lung cancer, even in nonsmoking families [44, 45]. It has been shown that nonsmoking women in nonsmoking families with a history of lung cancer have a greater risk in the development of lung cancer compared with nonsmoking men with a similar family history [33]. One study performed on sets of twins with lung cancer showed a similar prevalence of lung cancer in male dizygotic twins compared with monozygotic twins, favoring an environmental link, such as smoking, over a genetic cause. However, 75% of the sets of female twins with lung cancer evaluated were monozygotic, suggesting a genetic pattern [46].

One potential cause for this increased susceptibility lies within epidermal growth factor receptor (EGFR). Although mutations in tumor protein 53, gastrin-releasing peptide receptor, and K-ras are seen predominantly in smokers, lung cancers with mutations in EGFR occur almost exclusively in nonsmokers. This mutation rarely occurs in squamous or large-cell carcinomas but is found in 10% of adenocarcinomas [47]. Within the adenocarcinoma subgroup, this mutation is present in only 6% of solid tumors but in 26% of bronchioloalveolar carcinomas. In addition, it is significantly more common in women and thus may help to explain why women, especially nonsmoking women, are two to four times as likely to develop the bronchioloalveolar subtype of adenocarcinoma compared with nonsmoking men [23, 47]. It is interesting to note that mutations in EGFR and K-ras are mutually exclusive, because both of these genes are on the same locus.

On a molecular level, impaired DNA repair capacity (DRC) has been explored as a possible cause in the development of many different types of cancer. DRC, which can be quantified through various assays, is decreased in women with lung cancer compared with both men with lung cancer and healthy female control subjects [48, 49]. These decreased levels of DRC are very similar in both female smokers and nonsmokers with lung cancer, suggesting that this factor is independent of the carcinogenic effects of tobacco [4850].

Hormonal Factors

Hormonal factors have been widely studied as a possible factor in the development of lung cancer in both smoking and nonsmoking women. These investigations have shown conflicting results. Although some authors have suggested that there is a potential protective effect of increased or prolonged estrogen exposure, others have found an increase in lung cancer related to estrogen exposure [5153]. Another study found no difference between length and degree of estrogen exposure and the development of lung cancer but suggested that female smokers with lung cancer who were receiving hormone replacement therapy had increased mortality compared with nonsmokers with lung cancer who were receiving hormone replacement therapy [54]. The estrogen receptors (ERs) ERα and ERβ have also been implicated as a possible link to lung cancer in women. ERβ, which is found in both healthy lung and lung tumors, is expressed to a similar extent in both men and women. In contrast, ERα, which is not normally present in lung tissue, can be overexpressed in adenocarcinoma of the lung in women [55]. However, the rates of expression vary widely, ranging from 7% to 97%, and some studies have found similar overexpression in both men and women [23, 53]. In an in vitro study evaluating both male and female adenocarcinoma cell lines, ER expression was similar between the sexes. However, although estradiol had no effect on the adenocarcinoma cells from the male lines, estradiol stimulated the growth of adenocarcinoma cells in the female lines [53]. Such a result points toward varying biologic responses of the same cell type between men and women and may explain some of the differences between lung cancer development and growth between the sexes.

Infections

Certain infections have also been suggested as a cause of lung cancer. Human papillomavirus (HPV) is widely recognized as a leading cause of cervical cancer, and some studies point to an increased incidence of HPV in lung tumors. A large meta-analysis reported a 24.5% worldwide incidence of HPV in lung cancer [56]. The rates of HPV-positive lung cancer cases were highest in Asian nations, where rates exceed 78% in some studies. A 2001 study from Taiwan showed a high rate of HPV-positive lung cancers in nonsmoking women, five times that in nonsmoking men and significantly higher than in nonsmoking women in the control arm [57]. HPV-positive tumors in this study were of various cell types and, contrary to most prior studies, were more likely to be adenocarcinoma of the lung than squamous cell carcinoma. These findings suggest a strong link between the development of lung cancer in nonsmoking women and HPV infection in Asia. However, in the United States, HPV infection rates in tumors have been much lower, ranging from 0% to 12.7%, and in most cases, the HPV-positive tumors were squamous cell carcinoma, not adenocarcinoma [56, 58].

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Fig. 2 52-year-old nonsmoking woman. Axial CT image shows rounded 2.2-cm soft-tissue nodule in right middle lobe (black arrow) with associated fissural nodules (white arrow). Biopsy of nodule showed adenocarcinoma, and thoracoscopy confirmed pleural metastases. Adenocarcinoma is most common type of lung cancer in both women and men in United States.

Histology
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Because of the potential environmental, genetic, molecular, hormonal, and infectious factors that affect the development of lung cancer in women, it is expected that lung cancer histology rates would vary between the two sexes. Adenocarcinoma is now the dominant cell type in both men and women in the United States [3, 59] (Fig. 2 and Table 2). However, both women smokers and nonsmokers have a greater chance of developing a lung adenocarcinoma compared with their male counterparts. Women, especially nonsmoking women, are two to four times as likely to develop the bronchioloalveolar subtype of adenocarcinoma compared with men [6] (Fig. 3). Currently, adenocarcinoma of the lung constitutes 41.4% of lung cancers in women and 34.1% of lung cancers in men, whereas squamous cell carcinoma accounts for 15.6% and 23.3% of lung cancer cases in women and men, respectively [3] (Figs. 4A and 4B). The incidence of small-cell carcinoma, which is highly associated with smoking, is similar between the two sexes, accounting for 14.8% and 13% of cases among women and men, respectively [3] (Fig. 5 and Table 2).

TABLE 2: Five-Year Relative Survival Rate Percentages, by Sex, Histologic Diagnosis, and Stage

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Fig. 3 40-year-old nonsmoking woman. Axial CT image shows multiple areas of consolidation with numerous centrilobular nodules (arrow). Patient was treated for pneumonia but areas of consolidation and nodules persisted. Bronchoscopy revealed bronchioloalveolar carcinoma, which is two to four times as common in women as men.

Survival
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One distinct advantage that women have regarding lung cancer prognosis is improved survival compared with men. Although survival continues to decrease in both sexes as overall stage increases, women have improved 5-year relative survival rates across all ages with comparable stages [59] (Table 3). Women also have improved 5-year relative survival rates across nearly all stages with similar histologies, a benefit that is most pronounced in those with adenocarcinoma [3, 59] (Table 2). This improved survival is not the result of an age bias because the median age at diagnosis, which is similar in both smokers and nonsmokers alike, is 70 years in men and 71 years in women [3, 33]. In addition, because relative survival rates are adjusted for normal life expectancy, the difference between the sexes cannot be explained by the increased average life expectancy of women (80.2 years) compared with men (75.1 years) [60]. The stages at presentation are nearly identical between men and women, so a stage bias cannot explain the differences in survival [3, 59]. Nonsmokers have improved lung cancer survival compared with smokers [61], and the increased incidence of nonsmoking women with lung cancer could explain some of this difference in survival. However, men continue to have a higher death rate than women do, in both smoking and nonsmoking populations alike [43].

TABLE 3: Age Distribution Percentage at Time of Diagnosis and Associated 5-Year Relative Survival Rate Percentage

One explanation for the improved survival is that many of these studies did not differentiate between adenocarcinomas and the bronchioloalveolar subtype of adenocarcinoma, which is much more common among women. The improved survival in those with the bronchioloalveolar subtype may play a part in the large gap seen in survival between men and women with adenocarcinoma [62]. This reason alone cannot explain the difference because women have improved survival even for tumors that are highly associated with smoking, such as squamous cell carcinoma and small-cell carcinoma [59] (Table 2). Overall, it is unclear why such a discrepancy exists but it again suggests that lung cancer is not a biologically identical disease in men and women. Even with this benefit, lung cancer survival remains dismal because most cancers are discovered after symptoms arise and patients commonly have advanced disease. Today, the 5-year survival rate in women with lung cancer is 19%, only slightly better than the 15.9% 5-year survival rate in women from 1975 to 1977 [3]. Given the incidence and mortality associated with lung cancer, research has been directed toward the search for a powerful screening tool similar to mammography for breast cancer and colonoscopy for colon cancer.

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Fig. 4A 47-year-old woman who has smoked one pack of cigarettes per day since she was 7 years old. Posteroanterior chest radiograph shows large cavitary mass in right midlung.

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Fig. 4B 47-year-old woman who has smoked one pack of cigarettes per day since she was 7 years old. Axial CT shows air-fluid level in thick-walled right upper lobe cavitary mass. Biopsy confirmed squamous cell carcinoma, which is second most common lung cancer among women.

Screening
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Numerous national and international lung cancer screening trials have been reported or are currently under way. The utility of radiography and sputum cytology has been examined but has yet to show a clinical benefit [63]. In the case of radiography, less than optimistic results may be due to the limited ability of radiography to detect small subtle lung cancers. Newer technologies, such as dual-energy radiography and bone removal software, both of which allow subtraction imaging, as well as computer-aided detection, have improved detection rates of small lung nodules but have not been studied in the setting of lung cancer screening [64, 65].

Most current screening trials have used low-dose CT to evaluate for lung cancer. Although the number of male participants outnumbered female participants in most studies, large trials performed at the Mayo Clinic and in Japan showed a higher rate of lung cancer detection in women compared with men [66, 67]. Although the Mayo Clinic study only enrolled patients with a smoking history of 20 pack-years or longer, the Japanese study enrolled both smokers and nonsmokers alike. Interestingly, all 12 women in the Japanese trial who had lung cancers detected by CT were lifelong nonsmokers. Although these trials have led to the detection of many early-stage lung cancers in both men and women alike, no published study to date has shown a decrease in late-stage disease compared with a nonscreened population or proof of mortality benefit [66, 68, 69].

One shortcoming of the utilization of CT for lung cancer screening is that false-positive results are common and can lead to added morbidity and mortality by requiring subsequent invasive interventions, including bronchoscopy, percutaneous biopsy, thoracoscopy, and thoracotomy. In the Mayo Clinic CT Screening Trial, false-positive nodule rates were high, affecting 69% of participants [66]. In the National Lung Screening Trial sponsored by the National Cancer Institute, false-positive results were reported in 21% of patients after one screening CT scan and 33% of patients after the second screening CT scan [70]. Although most of these false-positive results could be accurately triaged with further imaging, unnecessary invasive procedures were performed in 7% of patients with a false-positive result. However, it should be noted that this study did not use a standardized protocol for addressing positive incidental findings, which may have contributed to the high rate of invasive procedures. In the future, if lung cancer screening were to be performed on a national scale, it would be imperative to establish a set of standardized guidelines for the workup of incidental findings to help prevent potentially unnecessary interventions.

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Fig. 5 40-year-old woman who smokes two packs of cigarettes per day. Axial CT image shows very large mass invading mediastinum with obstruction of superior vena cava (white arrow) and right pulmonary artery (black arrow). Small-cell carcinoma, which is highly associated with smoking, was found on biopsy.

An additional consideration is the growing concern about ionizing radiation exposure from CT scans, which has been discussed in the medical literature and lay press in the past few years. On the basis of current utilization rates, Brenner and Hall [71] calculated that 1.5–2% of all cancers in the United States are caused by CT. A more recent article estimated that the totality of CT examinations performed in the United States in 2007 would lead to an additional 27,000 cases of cancer [72]. Approximately 6,800 of these additional cancer cases were attributed to CT scans of the chest, and of these, 78% were thought likely to occur in women because of the additional risk of breast cancer as well as the assignment of higher risk coefficients for lung cancer development in women. It is important to note that both articles derived their data from studies performed during very large brief exposures, such as that from atomic bomb survivors, Chernobyl, and patients who underwent therapeutic medical irradiation. No study to date has decisively shown that low-level radiation doses from diagnostic medical irradiation are responsible for the development of cancer. Although the utilization of low-dose CT protocols can help reduce radiation exposure, the dose would still be higher than that received in other screening studies such as mammography.

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Fig. 6 Summary of potential increased risks for development of lung cancer in women.

Given these shortcomings, the use of low-dose CT is not currently recommended by most national advisory committees. This may soon change as recently released information from the National Lung Screening Trial has stated a 20% mortality benefit in former and current heavy smokers undergoing low-dose screening chest CT compared with those undergoing standard chest radiography [73]. However, it should be recognized that a significant percentage of women who ultimately develop lung cancer may not be screened if CT screening is limited to those with a smoking history. Therefore, if CT screening is adopted at some point in the future, different screening protocols between the sexes may have to be adopted to best account for sex-related differences in the development of lung cancer.

In conclusion, lung cancer remains the leading cause of cancer mortality in both men and women. Tobacco use causes the vast majority of lung cancers in women. Many studies have suggested that women have an increased susceptibility to the carcinogenic effect of tobacco smoke, but smoking does not explain all cases, because about one in five women who develop lung cancer are lifelong nonsmokers. In addition, the incidence of lung cancer in never-smoking women is much higher than that seen in never-smoking men. Environmental exposures, genetic constitution, hormonal factors, and viral infection may each have a role to play in lung cancer development in women (Fig. 6). A better understanding of the particular causes of lung cancer in women may provide an avenue to more effective screening, diagnosis, and therapy.

Address correspondence to S. Kligerman ().

CME

This article is available for CME credit. See www.arrs.org for more information.

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